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ASX Delivers Richer Data, Greater Efficiency And Lower Risk With Real-Time Corporate Actions Straight-Through Processing
Date 16/06/2021
ASX has successfully completed and launched its real-time corporate actions straight-through processing (STP) service, which enables the processing and delivery of critical information – everything from dividends to entitlement offers – within seconds of announcement using ISO 20022 global standard messaging.
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ASIC Review Of 31 December 2020 Financial Reports
Date 16/06/2021
ASIC today announced the results from its review of the financial reports of 85 listed entities for the year ended 31 December 2020. The review was conducted as part of ASIC’s ongoing risk-based reviews of financial reports.
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SEC, NASAA, And FINRA Offer Free Resource To Securities Firms To Assist In Detection, Prevention And Reporting Of Financial Exploitation Of Seniors - Regulators Providing Free Training In Recognition Of World Elder Abuse Awareness Day; Program Aims To Assist Firms In Implementing Requirements Of Senior Safe Act
Date 16/06/2021
In recognition of World Elder Abuse Awareness Day, the U.S. Securities and Exchange Commission (SEC), the North American Securities Administrators Association (NASAA), and the Financial Industry Regulatory Authority (FINRA) today announced a new resource intended to assist securities firms in implementing the training requirements of the Senior Safe Act.
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CFTC Fines Brazilian Soybean Producer for Reporting Violations
Date 15/06/2021
The Commodity Futures Trading Commission today issued an order filing and simultaneously settling charges against Amaggi Exportação e Importação Ltda. (Amaggi), a corporation based in Brazil, for failing to file timely—and accurate—CFTC Form 204 reports regarding their fixed price soybean positions. The order requires Amaggi to pay a $175,000 civil monetary penalty and to cease and desist from violating CFTC Regulation 19.01.
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Treasury International Capital Data For April
Date 15/06/2021
The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for April 2021. The next release, which will report on data for May 2021, is scheduled for July 16, 2021.
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BlackRock Enriches Aladdin Platform’s Derivatives Capabilities With Cassini Partnership
Date 15/06/2021
BlackRock (NYSE: BLK) and Cassini Systems, a leading provider of pre- and post-trade margin and collateral analytics for derivatives markets, announced today that the two firms have entered into a strategic partnership to integrate Cassini analytics into BlackRock’s Aladdin® platform. The integration will allow mutual clients to factor margin-based analytics into their pre- and post-trade decision-making.
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SEC: Six Charged In Silicon Valley Insider Trading Ring
Date 15/06/2021
The Securities and Exchange Commission today announced insider trading charges against a Silicon Valley trading ring whose members generated nearly $1.7 million in illegal profits and losses avoided by trading on the confidential earnings information of two local technology companies.
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Moscow Exchange: Risk Parameters On Securities Market
Date 15/06/2021
CCP NCC sets the following risk parameters on Securities market starting from June 16, 2021:
№ Ticker Market risk rates Concentration limits, units Ban on short selling Eligible as collateral S_1_min S_2_min S_3_min LK_1 LK_2 1 SU26239RMFS2 7.5% 8.5% 9.5% 1 000 000 5 000 000 No Yes -
US Department Of Justice: Former Energy Broker Pleads Guilty To Insider Trading And Kickback Scheme
Date 15/06/2021
A former Texas energy broker pleaded guilty Monday to conspiracy to commit commodities fraud and wire fraud and to violate various provisions of the Commodity Exchange Act for his role in an insider trading and kickback scheme.
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Securities Regulators’ Study Reveals Many Canadians Unaware Of The Signs Of Financial Elder Abuse - Initiatives Launched Across Canada To Raise Awareness Ahead Of World Elder Abuse Awareness Day
Date 15/06/2021
The Canadian Securities Administrators (CSA) today published results of a new survey that found nearly 29 per cent of Canadians know a victim of financial elder abuse, while 42 per cent said they could not recognize the signs of financial abuse and only 47 per cent knew where to report cases of abuse.
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