News Centre

Moscow Exchange: Risk Parameters Change For The Security TSLA-RM

Date 10/03/2021

As per the Securities market risk parameters methodology, on 10.03.2021, 10-10 (MSK) the upper bound of the price band (up to 54742) and initial margins (up to 28.75 %) for the security TSLA-RM were changed. New values are available here

Shanghai Futures Exchange: Notice On Investigation And Penalties For Violations Of Relevant Rules And Regulations In February 2021

Date 10/03/2021

Shanghai Futures Exchange (hereinafter referred to as “The Exchange”) has been on continuous efforts in investigating and penalizing violations of relevant rules and regulations, so as to strengthen the risk management of the futures market, regulate the futures trading activities and protect the legitimate rights and interests of futures market participants. 

SGX Reports Market Statistics For February 2021

Date 10/03/2021

• Derivatives average volume rises
• Investor demand for SGX-listed ETFs stays robust

Shenzhen Stock Exchange Market Bulletin, March 05, 2021 (Issue 42)

Date 10/03/2021

Click here to download Shenzhen Stock Exchange's market bulletin.

New Zealand Financial Markets Authority: Financial Adviser Censured For Code Breaches

Date 10/03/2021

The Financial Advisers Disciplinary Committee (FADC) has censured an Authorised Financial Adviser (AFA) following a case brought by the FMA. The case related to alleged breaches of the Code of Professional Conduct for Authorised Financial Advisers. The FADC found the AFA breached standards 12 and 15 of the Code, which respectively pertain to keeping information about personalised services for retail clients, and the requirement to have an adequate knowledge of Code, Act, and laws. The FADC granted permanent name suppression to the AFA.

Japan's Financial Services Agency: Information On COVID-19 (Novel Coronavirus)

Date 10/03/2021

* Update of the English website may take a little time. For the latest information, please refer to our Japanese website.

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DIFC Records Highest Number Of Annual Registrations Since Inception In 2020

Date 10/03/2021

Dubai International Financial Centre (DIFC), the leading international financial hub in the Middle East, Africa and South Asia (MEASA) region today reported the best performance in its 16-year history.

Regulation For Recovery: When Pilots Become Enduring Practice - A Speech By ASIC Deputy Chair Karen Chester, To The AFR Business Summit 2021, Wednesday 10 March 2021

Date 09/03/2021

Introduction

Let me begin by acknowledging the Traditional Owners of the land upon which we meet today – the Gadigal people of the Eora nation – and pay my respects to their Elders past, present and emerging.

NYSE Group Consolidated Short Interest Report

Date 09/03/2021

NYSE today reported short interest as of the close of business on the settlement date of February 26, 2021.

SEC Charges Unregistered Investment Adviser With Defrauding Investors In Decade-Long Scheme

Date 09/03/2021

The Securities and Exchange Commission today charged George Heckler, of Charleston, South Carolina, for operating a decade-long investment adviser fraud through two private hedge funds, Cassatt Short Term Trading Fund LP (Cassatt) and CV Special Opportunity Fund LP (CV Special), that Heckler formed to conceal massive losses incurred by Conestoga Holdings LP (Conestoga), another fund controlled by Heckler.