FTSE Mondo Visione Exchanges Index:
News Centre
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Publication Of "Japan Financial Services Agency Strategic Priorities: July 2024 - June 2025"
Date 23/12/2024
The FSA published the "FSA Strategic Priorities: July 2024 - June 2025," which describes what strategy the FSA will take to tackle its priorities, and how, during the period from July 2024 to June 2025.
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Buybacks, Increased Holdings, And Mergers Spark Enthusiasm: The Shanghai Stock Exchange-Listed Companies Forge New Paths To Value Enhancement
Date 23/12/2024
Recently, with a series of policies being introduced and implemented, many companies listed on the Shanghai Stock Exchange have strengthened their quality through cash dividends, increased holdings, buybacks, and M&A. This aims to enhance their attractiveness to medium and long-term capital.
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New Zealand Financial Markets Authority: Westpac Admits To Misleading Representations That Resulted In $6.35m In Overcharges
Date 22/12/2024
Westpac New Zealand Limited has admitted to misleading customers entitled to advertised discounts as well as overcharging some of its business customers.
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New Board Re-Appoints CEO Of Tehran Securities Exchange
Date 22/12/2024
Mahmoud Goudarzi was appointed as the CEO and spokesperson of Tehran Securities Exchange for the third consecutive term.
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Tehran Securities Exchange Weekly Market Snapshot, 18 December 2024
Date 22/12/2024
Click here to download Tehran Securities Exchange's weekly market snapshot.
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Tai Mo Shan To Pay $123 Million For Negligently Misleading Investors About Stability Of Terra USD - Order Also Finds Tai Mo Shan Acted As A Statutory Underwriter In Distributing LUNA Crypto Assets, Which Were Offered And Sold As Securities
Date 20/12/2024
The Securities and Exchange Commission today charged Tai Mo Shan Limited with misleading investors about the stability of Terra USD (UST), a purported “algorithmic stablecoin” issued by Terraform Labs PTE Ltd. (Terraform), when UST dropped from its purportedly fixed exchange rate of 1 UST to $1, known as a peg. The Commission further charged Tai Mo Shan with offering and selling securities in unregistered transactions by acting as a statutory underwriter with respect to certain of its offers and sales of LUNA, a crypto asset issued by Terraform and offered and sold as a security. Tai Mo Shan is a wholly-owned subsidiary of Jump Crypto Holdings LLC.
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US Office Of The Comptroller Of The Currency Issues Annual Report For 2024
Date 20/12/2024
The Office of the Comptroller of the Currency (OCC) today published its 2024 Annual Report. The OCC Annual Report provides Congress with an overview of the condition of the federal banking system, discusses the OCC’s strategic priorities and initiatives, and shares the agency’s financial management and condition.
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Statement On Customer Protection Rule, SEC Chair Gary Gensler
Date 20/12/2024
Today, the Commission adopted amendments on the requirements for large broker-dealers to calculate and segregate their customer balances daily rather than weekly. I am pleased to support this adoption because it helps better protect customers in the event a large broker-dealer fails.
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FINRA Orders Three Firms To Pay Over $8.2 Million In Restitution To Customers - Firms Did Not Provide Fee Waivers In Connection With Mutual Fund Purchases
Date 20/12/2024
FINRA has ordered three firms—Edward Jones, Osaic Wealth, Inc. and Cambridge Investment Research, Inc.—to pay more than $8.2 million in restitution to customers who were harmed by the firms’ failures to provide available mutual fund sales charge waivers and fee rebates on mutual fund purchases. FINRA did not impose any fines in connection with these matters in recognition of each firm’s extraordinary cooperation with FINRA’s investigations.
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Statement Of Support Of CFTC Chairman Rostin Behnam Final Rule Regarding Regulations To Address Margin Adequacy And To Account For The Treatment Of Separate Accounts By Futures Commission Merchants
Date 20/12/2024
Since 2019, derivatives clearing organizations (DCOs) and futures commission merchants (FCMs) faithfully relied on guidance and a no-action position issued through CFTC Staff Letter 19-17 [1] to comply with DCO rules. In the several years during which the original letter was issued, DCOs and FCMs invested accordingly in anticipation that the Commission would act diligently and engage the Commission in the process to implement appropriate relief on a permanent basis. I am pleased today that, consistent with my commitment to improving rules and codifying longstanding staff positions through rulemakings that benefit from the engagement and expertise of our entire Commission, the CFTC is issuing a final rule that allocates greater protections and more importantly, provides long awaited certainty.