FTSE Mondo Visione Exchanges Index:
News Centre
.jpg)
-
CFTC: Federal Court Orders Foreign Trader To Pay $390K For Fictitious Sales Scheme
Date 24/10/2024
The Commodity Futures Trading Commission today announced U.S. District Judge Sherilyn Peace Garnett, Central District of California, granted, in relevant part, the CFTC’s motion for default judgment and entered final judgment against Yueyu Bao, a Chinese citizen, for engaging in a fictitious sales scheme.
-
CFTC Commissioner Johnson To Participate In IIF Special Session On AI, Financial Stability, And Digital Trust
Date 24/10/2024
WHAT:
Commissioner Kristin N. Johson will participate in the Institute of International Finance’s Special Session on AI, Financial Stability, and Digital Trust. This Special Session will feature leaders from government, academia, as well as international financial institutions and organizations for a discussion on the impact and assessments of AI impact and assessments of AI with respect to financial markets.
WHEN:
Friday, October 25, 2024
12:30 p.m. – 2:00 p.m. (ET)WHERE:
Washington, DC
Additional information: The Institute of International Finance -
Remarks To The 2024 AIMA APAC Annual Forum, SEC Commissioner Mark T. Uyeda, Hong Kong, Oct. 24, 2024
Date 24/10/2024
Thank you for the kind introduction.[1] I am pleased to be at the AIMA APAC Annual Forum, which is one of the largest gatherings of regulators, hedge fund and alternative investment managers, and institutional investors in the region. Asia-Pacific, or more broadly, the Indo-Pacific area, has emerged as the center of global opportunities in the 21st Century. As former U.S. Ambassador to Japan and now U.S. Senator Bill Hagerty has observed, this region represents roughly half of the world’s population and 60% of its GDP.[2]
-
Speech Of CFTC Commissioner Summer K. Mersinger To Keynote At The S&P Global Commodity Insights Nodal Trader Conference
Date 24/10/2024
Good morning, and thank you for the warm welcome. A special thank you to Nodal for inviting me to join your annual Trader Conference again this year. It is truly an honor to address all of you this morning. I am more than two years into my role as a commissioner at the Commodity Futures Trading Commission, and I still feel humbled by the opportunity to stand on a stage with a microphone to address accomplished professionals like all of you. My children, on the other hand, are surprised that anyone would want to hear me talk about anything, and they are even more shocked that I would need a microphone to be heard as they are convinced that the only volume I ever use when speaking is shouting.
-
FINRA Highlights Metaverse Impact On Securities Industry - Potential Use Cases Include Data Visualization, Virtual Trading, Investor Education And Customer Service
Date 24/10/2024
FINRA published today a new report, The Metaverse and the Implications for the Securities Industry.
-
CFTC Commissioner Goldsmith Romero To Participate In Women In Finance Roundtable
Date 24/10/2024
WHAT:
Commissioner Christy Goldsmith Romero will participate in a Women in Finance roundtable convened by TheCityUK.
WHEN:
Wednesday, October 23, 2024
8:30 a.m. (EDT)WHERE:
1101 Pennsylvania Avenue, NW
Washington, DC 20004 -
ESMA Announces 2024 European Common Enforcement Priorities For Corporate Reporting
Date 24/10/2024
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has issued today its annual European Common Enforcement Priorities (ECEP) Statement for 2024 corporate reporting.
-
Trish Foshée To Retire From FIA/IFM
Date 24/10/2024
Trish Foshée, the longtime president and CEO of the Institute for Financial Markets (IFM), will retire at the end of 2024.
-
Vulnerability Is Not A Buzzword, Speech By Graeme Reynolds, UK Financial Conduct Authority, Director Of Competition, Delivered At The Personal Investment Management & Financial Advice Association's (PIFMA) Wealth Vulnerability Event
Date 24/10/2024
Highlights
- We are aiming to unlock greater competition and innovation.
- We want firms to take time to understand what vulnerability means for their business, and for their client base.
- Firms need to understand what procedures need to be implemented to support the delivery of good outcomes for those different aspects of vulnerability.
-
Unleashing Climate Finance Flows At COP29 – The Role Of The NCQG And NDCs - The Latest Publication From The Energy Transitions Commission (ETC): "NDCs, NCQG, And Financing The Transition"
Date 24/10/2024
"Climate finance" will be a key subject at COP29, with debate in particular on the proposed "New Collective Quantified Goal" (NCQG) for financial flows from high-income to low-income countries. But the term "climate finance" is often used vaguely and broadly, covering several different challenges and priorities.
