FTSE Mondo Visione Exchanges Index:
News Centre
-
Hong Kong Securities And Futures Commission Unveils Strategic Action Plan To Support Hong Kong’s First Five-Year Plan And Policy Address In Promoting Capital Market Development
Date 23/09/2026
The Securities and Futures Commission (SFC) today unveiled a strategic action plan to support the implementation of Hong Kong’s First Five-Year Plan and the 2026 Policy Address through a series of short-, medium- and long-term measures to promote the high-quality development of Hong Kong’s capital markets and further consolidate Hong Kong’s competitive advantages as an international financial centre. The SFC’s plan also seeks to align with the directions of the National 15th Five-Year Plan, thereby enhancing Hong Kong’s unique role in the Nation’s financial opening-up and high-standard opening-up to the rest of the world.
-
US Financial Stability Oversight Council Meeting
Date 22/09/2026
On Tuesday, September 29, Secretary of the Treasury Scott Bessent will preside over a meeting of the Financial Stability Oversight Council (Council) at the Treasury Department. The meeting will consist only of an executive session. The preliminary agenda for the meeting includes an update on the Council’s quarterly financial stability monitor; a presentation on the work of the Council’s Household Resilience Working Group; an update on banking supervision and regulation reform efforts; and a vote on the Council’s fiscal year 2027 budget.
-
CFTC Releases Staff Advisory On Mention Markets
Date 22/09/2026
The Commodity Futures Trading Commission’s Division of Market Oversight today issued an advisory that addresses the listing and trading of event contracts that are based on whether an individual will say or “mention” certain words, attend or appear at an event, or otherwise interact with another person, which are commonly referred to as “mention market” contracts.
-
Remarks At The 2026 U.S. Treasury Market Conference, SEC Commissioner Mark T. Uyeda, New York, NY, Sept. 22, 2026
Date 22/09/2026
Thank you, Brian [Smith of the U.S. Department of the Treasury], for the introduction. I appreciate the opportunity to update you on the ongoing implementation of the Securities and Exchange Commission’s Treasury clearing requirements.
-
Keynote Remarks At 2026 U.S. Treasury Market Conference, CFTC Chairman Michael S. Selig, Washington, DC | September 22, 2026
Date 22/09/2026
Good afternoon.
It’s a pleasure to be here today at the U.S. Treasury Market Conference. I want to thank President John Williams and the New York Fed for inviting me to share my perspective before such a wonderful audience.
-
MIAX Exchange Group - Options & Equities Markets - Reminder: Reg SCI / SIFMA BCP Pre-Testing On Saturday, September 26, 2026
Date 22/09/2026
As previously announced in the April 15, 2026 and August 25, 2026 Alerts, the MIAX Exchange Group will participate in the 2026 SIFMA BCP Testing on Saturday, October 24, 2026. All Members that are required to test with MIAX Options, MIAX Pearl Options, MIAX Emerald Options, MIAX Sapphire Options or MIAX Pearl Equities Exchanges in accordance with Regulation Systems Compliance and Integrity (Regulation SCI) have been notified. However, all Members are encouraged to test.
-
SEC Censures OTC Link LLC For Repeated Compliance Failures Related To Regulation SCI
Date 22/09/2026
The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).
-
MIAX Options And MIAX Emerald Options - Market For Underlying Security Used For Openings For Newly Listed Symbols Effective Wednesday, September 23, 2026
Date 22/09/2026
Please refer to the Regulatory Circulars listed below for the newly listed symbols and the corresponding market for the underlying security used for openings on the MIAX Exchanges:
-
FINRA Orders American Portfolios To Pay $1.2 Million In Restitution And $400,000 In Fines For UIT Supervision Failures - Firm Failed To Reasonably Supervise Recommendations That Customers Sell Unit Investment Trusts Before Maturity
Date 22/09/2026
FINRA has ordered American Portfolios Financial Services, Inc. to pay $1,232,939 in restitution, plus interest, to customers and has fined the member firm $400,000 for failing to reasonably supervise recommendations that customers sell unit investment trusts (UITs) before their maturity dates, which resulted in customers paying unnecessary costs and fees.
-
Ontario Securities Commission Investor Warnings And Alerts For September 1 – September 22, 2026
Date 22/09/2026
The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or advise in securities in Ontario:
