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  • Remarks For Investor Advisory Committee Meeting, SEC Commissioner Mark T. Uyeda, Washington D.C., March 12, 2026

    Date 12/03/2026

    Good morning. Nearly four years ago, I returned to the SEC as a Commissioner. That timeframe roughly corresponds to when a particular cohort of individuals were named to the SEC’s Investor Advisory Committee and began their terms. Today is the final Committee meeting for this cohort, who will complete their terms in the near future: Brian Schorr, Paul Roye, Colleen Honigsberg, James Andrus, Gina-Gail Fletcher, Christine Lazaro, Andrew Park, and Dr. David Rhoiney. Thank you for your service to the Committee and the investing public. I appreciate the significant time and effort that each of you have put into being a member of the Committee.

  • Remarks At The Investor Advisory Committee Meeting, Paul S. Atkins, SEC Chairman, Washington D.C., March 12, 2026

    Date 12/03/2026

    Good morning, ladies and gentlemen, and welcome to our first Investor Advisory Committee meeting of the year. Before I make some opening remarks, let me offer the customary disclaimer that the views I express here are my own as Chairman and not necessarily those of the SEC as an institution or of the other Commissioners. Of course, I should also like to acknowledge those of you for whom today marks your final IAC meeting. This Committee has an important mission to give considered input to the Commission. I am grateful for the service that you have given—and for the contributions that you have made.

  • MIAX Exchange Group - Option Exchanges - Application Message Rate Guidance For eQuotes, IOC And ISO Orders

    Date 12/03/2026

    Effective April 1, 2026, in the interest of protecting the performance profile of the MIAX trading systems and to provide actionable guidelines regarding acceptable application-level messaging activity, members are prohibited from exceeding prescribed message rates for MEI IOC and ISO eQuotes for MIAX Options and MIAX Emerald Options, and for MEO IOC and ISO orders for MIAX Pearl Options and MIAX Sapphire Options, when processed by the exchange applications.

  • Adam’s Lib: Remarks At The Meeting Of The SEC Investor Advisory Committee, SEC Commissioner Hester M. Peirce, Washington D.C., March 12, 2026

    Date 12/03/2026

    Thank you, Brian [Schorr]. And thank you to the Committee and panelists for graciously giving of your time today at this first Investor Advisory Committee meeting of 2026. I am sorry that it also is the last IAC meeting for James Andrus, Gina-Gail Fletcher, Colleen Honigsberg, Christine Lazaro, Andrew Park, Dr. David Rhoiney, Paul Roye, and Brian Schorr. Thank you for devoting your time, expertise, energy, and service to help improve our capital markets for the benefit of American investors.

  • Report From FINRA Board Of Governors Meeting – March 2026 - Board Approved Five Rule Proposals In Line With FINRA Forward Rule Modernization Initiative

    Date 12/03/2026

    FINRA’s Board of Governors held its first meeting this year on March 4-5. The Board approved five rule proposals, received an update on enhancements to FINRA's enforcement program and approved the allocation of last year’s fine monies.

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