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CUSIP Request Volumes For New Corporate Debt And Equity Instruments Increase In March - Municipal Monthly Volumes Slightly Lower
Date 16/04/2025
CUSIP Global Services (CGS) today announced the release of its CUSIP Issuance Trends Report for March 2025. The report, which tracks the issuance of new security identifiers as an early indicator of debt and capital markets activity over the next quarter, found a monthly increase in request volume for new corporate debt and equity identifiers, while monthly request volume for new municipal identifiers was slightly lower.
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MIAX Exchange Group - Options Markets - Market For Underlying Security Used For Openings On MIAX Options, MIAX Pearl Options, MIAX Emerald Options And MIAX Sapphire Options For Newly Listed Symbols Effective Thursday, April 17, 2025
Date 16/04/2025
Please refer to the Regulatory Circulars listed below for newly added symbols and the corresponding market for the underlying security used for openings on the MIAX Exchanges. The newly listed symbols will be available for trading beginning Thursday, April 17, 2025.
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MIAX Exchange Group - Options Markets - New Listings Effective For April 17, 2025
Date 16/04/2025
The attached option classes will begin trading on the MIAX Options Exchange, MIAX Pearl Options Exchange, MIAX Emerald Options Exchange, and MIAX Sapphire Options Exchange on Thursday, April 17, 2025.
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US Office Of The Comptroller Of The Currency: Acting Comptroller Of The Currency Discusses Agency Priorities
Date 16/04/2025
Acting Comptroller of the Currency Rodney E. Hood today discussed strategic areas of focus for the Office of the Comptroller of the Currency (OCC) in remarks at the Exchequer Club.
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Canadian Regulators And Crypto Platforms Coordinate To Disrupt Fraud
Date 16/04/2025
Members of the Ontario Securities Commission (OSC) joined agencies from across the country to conduct a coordinated operation to warn victims of crypto fraud that they may have lost – or may soon lose – some of their assets.
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BC Securities Commission Disruption Of Overseas Crypto Fraud Alerts Nearly 100 Canadian Victims
Date 16/04/2025
The BC Securities Commission (BCSC) led a coordinated operation during Fraud Prevention Month to warn victims of crypto fraud that they may have lost – or may soon lose – some of their assets.
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CFTC Commissioner Mersinger To Participate On A Panel At FIA Law & Compliance Division Conference
Date 16/04/2025
WHAT:
Commissioner Summer K. Mersinger will participate on a panel, Clearing the Way to the Future: How Is Technology Changing Market Paradigms? at FIA Law & Compliance Division Conference.
WHEN:
Friday, April 25, 2025
12:00 p.m. (EDT)WHERE:
Gaylord National Resort & Convention Center
201 Waterfront Street
Oxon Hill, MD 20745
Additional information: Law & Compliance Division Conference | FIA -
BSX Notice Of Easter Holiday Closure
Date 16/04/2025
The Bermuda Stock Exchange (BSX) advises that it will be closed on Friday, 18 April, in observance of the Good Friday Public Holiday. The BSX will re-open on Monday, 21, April 2025.
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SEC’s Anti-Fraud Public Service Campaign Warns Investors About Relationship Investment Scams
Date 16/04/2025
The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) today unveiled its anti-fraud public service campaign, which warns investors about the devastating impact relationship investment scams can have on their financial future.
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The EBA Updates List Of Indicators Used To Perform Risk Assessments
Date 16/04/2025
The European Banking Authority (EBA) today published an updated list of indicators for risk assessment and risk analysis tools, together with the accompanying methodological guide. Without adding any reporting burden on reporting institutions nor on competent authorities, this guidance describes how risk indicators are computed in EBA publications. It will allow competent authorities and users of EBA data to interpret key bank figures in a consistent fashion when conducting their risk assessments and analyses.
