News Centre

Remarks Before The Investor Advisory Committee, SEC Commissioner Elad L. Roisman, Dec. 2, 2021

Date 03/12/2021

Good morning and welcome to the members of the committee and to the public watching on livestream.  I am looking forward to both of the panels scheduled today.  Before I begin, I want to thank Jennifer Marietta-Westberg and Heidi Stam for their dedication, work and leadership on this Committee.  I really appreciate your service and you will be missed.  Congratulations to the new officers; we all look forward to working with you.

Nigerian Exchange Weekly Market Report For December 3rd, 2021

Date 03/12/2021

A total turnover of 1.278 billion shares worth N17.340 billion in 21,052 deals were traded this week by investors on the floor of the Exchange, in contrast to a total of 3.435 billion shares valued at N30.915 billion that exchanged hands last week in 21,109 deals.

Nodal Exchange Wins Exchange Of The Year At FOW International Awards 2021

Date 03/12/2021

Nodal Exchange has been named Exchange of the Year – The Americas and Canada at the FOW International Awards 2021.  The FOW International Awards recognize the best and the brightest innovations in the derivatives industry.

BOX Network Redesign And Migration To Equalized Cabling Infrastructure

Date 03/12/2021

This notice is being issued by BOX Options Market LLC (“BOX”) to provide information regarding the BOX network redesign and migration to an equalized cabling infrastructure within the NY4 data center. The redesign and migration are planned for late Q1 2022.

Ernesto A. Lanza Named Acting Director Of SEC Office Of Municipal Securities

Date 03/12/2021

The Securities and Exchange Commission today announced that Ernesto A. Lanza will serve as Acting Director of the Office of Municipal Securities (OMS). Mr. Lanza, who has served as Senior Counsel to the OMS Director since 2019, replaces Rebecca J. Olsen, who was named Deputy Chief for the Division of Enforcement’s Public Finance Abuse (PFA) Unit. Mark R. Zehner, who held the PFA role since July 2010, is retiring from the agency after 25 years of service.

OTC Derivatives Market Reforms: Implementation progress In 2021

Date 03/12/2021

This report tracks international progress in finalising standards and national and regional progress in implementing the G20 reforms to global over-the-counter (OTC) derivatives markets reforms following the 2008 Global Financial Crisis.

Moscow Exchange: Risk Parameters Changes For The Securities EXPD-RM And LI-RM, Risk Parameters On Securities Market

Date 03/12/2021

Please follow the links below to access the information:

Risk parameters change for the security EXPD-RM
Risk parameters change for the security LI-RM
Risk parameters on Securities market

Office Of The Comptroller Of The Currency Solicits Academic Papers, Research On Climate Risk In Banking And Finance

Date 03/12/2021

The Office of the Comptroller of the Currency (OCC) is soliciting academic-focused papers and policy-focused research on climate risk in banking and finance for presentation to the OCC on June 6-7, 2022. Information presented will inform the OCC’s approach to developing climate-related financial risk management guidance for regulated institutions.

Moscow Exchange: Risk Parameters Change For The Security HPE-RM

Date 03/12/2021

As per the Securities market risk parameters methodology, on 03.12.2021, 19-38 (MSK) the upper bound of the price band (up to 1209) and initial margins (up to 21.25 %) for the security HPE-RM were changed. New values are available here

Trading Book Capital, December 2, 2021, Opening Remarks, Scott O’Malia, ISDA Chief Executive

Date 03/12/2021

Hello everyone, and welcome to this Trading Book Capital event. Thank you for joining us today, and special thanks to our event sponsor, KPMG.