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  • ASIC Moves To Modernise Trading System Rules To Keep Pace With Technology And AI

    Date 27/08/2025

    ASIC is consulting on proposed changes to modernise market integrity rules (MIRs) governing market participants’ trading systems and automated trading. The proposed changes aim to keep pace with continued developments in technology, including artificial intelligence (AI).

  • Meet The Regulator – New Zealand Financial Markets Authority Speech At Simpson Grierson

    Date 27/08/2025

    Over the next hour we will give you a brief overview of the Response and Enforcement Function and where it sits within the FMA. We will then go into some more detail about the work of the Response and Enforcement teams, with a particular focus on how misconduct is referred and assessed, and how decisions are made in respect of regulatory responses.

  • Nasdaq Announces Mid-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date August 15, 2025

    Date 26/08/2025

    At the end of the settlement date of August 15, 2025, short interest in 3,302 Nasdaq Global MarketSM securities totaled 13,965,671,937 shares compared with 13,683,072,188 shares in 3,285 Global Market issues reported for the prior settlement date of July 31, 2025. The mid-August short interest represents 2.34 days compared with 2.15 days for the prior reporting period.

  • NYSE Group Consolidated Short Interest Report

    Date 26/08/2025

    NYSE today reported short interest as of the close of business on the settlement date of August 15, 2025.

  • Commissioner Kristin Johnson Announces Departure From CFTC

    Date 26/08/2025

    For the last three and a half years, it has been an honor and a privilege to serve as a CFTC Commissioner. The CFTC is a small-but-mighty agency that punches above its weight, performing integral regulatory and supervisory functions. Recall how the CFTC demonstrated global regulatory leadership in response to the global financial crisis in 2010 - working with the International Organization of Securities Commissions and the Committee on Payments and Market Infrastructures through a series of international regulatory convenings as well as unprecedented domestic rule-making efforts, we developed the world's blueprint for swaps market reforms.