News Centre

Hong Kong Securities And Futures Commission: Market Misconduct Tribunal Sanctions Tianhe Chemicals Group Limited And Its Executive Director For Issuing False Or Misleading Information In The Company’s Listing Prospectus

Date 25/01/2022

The Market Misconduct Tribunal (MMT) has found Tianhe Chemicals Group Limited (Tianhe) and its executive director, Mr Wei Xuan culpable of market misconduct by issuing false or misleading IPO prospectus to overstate the company’s revenue by over RMB6.7 billion following proceedings brought by the Securities and Futures Commission (SFC).

UK Financial Conduct Authority Publishes Guidance Consultation For Firms Who Seek To Limit Their Liabilities

Date 25/01/2022

Firms using company or insolvency law to manage their liabilities have been warned they could face assertive action by the FCA if their proposals unfairly benefit them at the expense of their customers.

CFFEX Announces The List Of Primary, General, And Reserve Market Makers For China Government Bond Futures

Date 25/01/2022

As the China government bond (CGB) futures market develops steadily, CGB futures play an increasingly important role in creating yield curves that more accurately reflect market supply and demand and serving the high-quality development of the capital market, particularly the bond market. To further improve the operation of the CGB futures market, facilitate medium- to long-term investments in CGB futures, and promote the tiered structure and refined management of market makers for CGB futures, China Financial Futures Exchange (CFFEX) issued the Circular on Releasing the List of Primary, General, and Reserve Market Makers for China Government Bond Futures on January 25, 2022, approving eight securities companies, including China Merchants Securities Co., Ltd., as primary market makers; four securities companies, including Guotai Junan Securities Co., Ltd., as general market makers; and Ping’an Securities Co., Ltd. as reserve market maker.

Osaka Exchange Signs Agreement To Cooperate On Establishing Osaka As A Global Financial City

Date 25/01/2022

Osaka Exchange, Inc. (OSE) today signed Agreement with Osaka Prefecture and Osaka City to cooperate on their project "Global Financial City OSAKA", which aims to establish Osaka as an international financial center. 

Japan Securities and Exchange Surveillance Commission's Annual Report 2020/2021

Date 25/01/2022

Click here to download the Japan Securities and Exchange Surveillance Commission's Annual Report 2020/2021.

Monetary Authority Of Singapore Monetary Policy Statement - January 2022

Date 25/01/2022

INTRODUCTION

1.   Since the last Monetary Policy Statement in October 2021, there has been a further upward shift in Singapore’s inflation outlook, reflecting both global and domestic factors. MAS has therefore assessed that it is appropriate to make another pre-emptive adjustment in its monetary policy stance at this juncture.

Al-Mannai Corporation Responds To Qatar Stock Exchange Inquiry About The Increase In The Trading Volume Of Company’s Shares

Date 25/01/2022

According to the Principles of Transparency and Disclosure, the management of the Qatar Stock Exchange addressed the Al-Mannai Corporation with regard to the increase in trading volume for the company’s shares on January 20-23, 2022. Attached the response of Al-Mannai to the exchange’s inquiry.

Borsa Istanbul: Uptick Rule To Be Applied In The Equity Market

Date 25/01/2022

It has been decided that the up-tick rule in short selling transactions to be valid for one day during the session dated 25 January 2022. Please click for the related Announcement.

SEC: Former Financial Advisor Charged With Stealing $5.8 Million From Client

Date 24/01/2022

The Securities and Exchange Commission charged German Nino, a former securities broker and investment adviser representative for UBS Financial Services Inc., with stealing $5.8 million from a long-standing client.

Moscow Exchange: Risk Parameters Change For The Security J-RM

Date 24/01/2022

As per the Securities market risk parameters methodology, on 24.01.2022, 23-40 (MSK) the upper bound of the price band (up to 10813) and initial margins (up to 18.75 %) for the security J-RM were changed. New values are available here