News Centre

CFTC Commissioner Goldsmith Romero Announces Technology Advisory Committee Meeting Agenda That Includes Cybersecurity, Decentralized Finance, And Artificial Intelligence

Date 01/03/2023

Commissioner Christy Goldsmith Romero, sponsor of the CFTC’s Technology Advisory Committee (TAC), today released the agenda for the inaugural meeting of the committee.  The committee will meet March 22, 2023 from 12:00 p.m. to 4:30 p.m. (EDT) at the Commodity Futures Trading Commission’s (CFTC) Washington, D.C. headquarters. The public will be able to watch the live meeting via webcast on cftc.gov. 

Coinbase To Participate In The Morgan Stanley Technology, Media And Telecom Conference

Date 01/03/2023

Coinbase Global, Inc. announced today that Brian Armstrong, Co-Founder and CEO, and Alesia Haas, Chief Financial Officer, will participate in a fireside chat at the Morgan Stanley Technology, Media and Telecom Conference on Wednesday, March 8, 2023 at 1:30 p.m. PT / 4:30 p.m. ET.

CFTC Commissioner Pham To Speak At Fordham University School Of Law

Date 01/03/2023

MIAX Options And MIAX Pearl Options Exchanges - Updated March 1, 2023 Fee Changes

Date 01/03/2023

As previously announced in the February 28th Alert, effective March 1, 2023, pending filing with the SEC, MIAX Options and MIAX Pearl Options will amend the volume criteria for certain volume threshold tiers for transaction fees for Market Makers and amend the volume criteria for certain volume threshold tiers and rebates for Priority Customer orders. The MIAX Pearl Options Exchange March 1, 2023 fee changes have been updated below.

CFTC Commissioner Mersinger To Participate On A Panel At FIA Boca 2023

Date 01/03/2023

Robinhood Markets, Inc. To Present At The Morgan Stanley Technology, Media & Telecom Conference On March 8, 2023

Date 01/03/2023

Today, Robinhood Markets, Inc. (NASDAQ: HOOD) announced that it will be participating in the upcoming Morgan Stanley Technology, Media & Telecom Conference on March 8, 2023.

Nasdaq To Hold First Quarter 2023 Investor Conference Call

Date 01/03/2023

Nasdaq (Nasdaq: NDAQ) has scheduled its First Quarter 2023 financial results announcement.

FTSE Russell Announces 2023 Russell US Indexes Reconstitution Schedule

Date 01/03/2023

FTSE Russell, the global index, data and analytics provider, today announced the schedule for the 35th annual Russell Reconstitution of its Russell US Indexes suite, set to occur at the end of June.

SIFMA Compliance & Legal Society Announces JP Morgan Chase’s Jill Centella As Recipient Of DE&I Advocate Award - Award Will Be Presented At The C&L Annual Seminar In San Diego On March 14

Date 01/03/2023

SIFMA today announced Jill Centella, Global Head of Litigation, Government Investigations and Human Resources Legal, J.P. Morgan Chase & Co.Jill Centella (JPMC), as the 2023 recipient of the SIFMA C&L Society’s Diversity, Equity and Inclusion (DE&I) Advocate Award.

SEC Charges Ontrak Chairman Terren Peizer With Insider Trading - Healthcare Executive Avoided More Than $12 Million In Losses By Selling Shares Through Rule 10b5-1 Trading Plans Before Stock Freefall

Date 01/03/2023

The Securities and Exchange Commission today charged Terren S. Peizer, Executive Chairman of the Santa Monica, California-based healthcare treatment company Ontrak Inc., with insider trading for selling more than $20 million of Ontrak stock between May and August 2021 while in possession of material nonpublic negative information related to the company’s largest customer.