News Centre

Coinbase To Participate In The Morgan Stanley Technology, Media And Telecom Conference

Date 01/03/2023

Coinbase Global, Inc. announced today that Brian Armstrong, Co-Founder and CEO, and Alesia Haas, Chief Financial Officer, will participate in a fireside chat at the Morgan Stanley Technology, Media and Telecom Conference on Wednesday, March 8, 2023 at 1:30 p.m. PT / 4:30 p.m. ET.

CFTC Commissioner Pham To Speak At Fordham University School Of Law

Date 01/03/2023

MIAX Options And MIAX Pearl Options Exchanges - Updated March 1, 2023 Fee Changes

Date 01/03/2023

As previously announced in the February 28th Alert, effective March 1, 2023, pending filing with the SEC, MIAX Options and MIAX Pearl Options will amend the volume criteria for certain volume threshold tiers for transaction fees for Market Makers and amend the volume criteria for certain volume threshold tiers and rebates for Priority Customer orders. The MIAX Pearl Options Exchange March 1, 2023 fee changes have been updated below.

CFTC Commissioner Mersinger To Participate On A Panel At FIA Boca 2023

Date 01/03/2023

Robinhood Markets, Inc. To Present At The Morgan Stanley Technology, Media & Telecom Conference On March 8, 2023

Date 01/03/2023

Today, Robinhood Markets, Inc. (NASDAQ: HOOD) announced that it will be participating in the upcoming Morgan Stanley Technology, Media & Telecom Conference on March 8, 2023.

Nasdaq To Hold First Quarter 2023 Investor Conference Call

Date 01/03/2023

Nasdaq (Nasdaq: NDAQ) has scheduled its First Quarter 2023 financial results announcement.

FTSE Russell Announces 2023 Russell US Indexes Reconstitution Schedule

Date 01/03/2023

FTSE Russell, the global index, data and analytics provider, today announced the schedule for the 35th annual Russell Reconstitution of its Russell US Indexes suite, set to occur at the end of June.

SIFMA Compliance & Legal Society Announces JP Morgan Chase’s Jill Centella As Recipient Of DE&I Advocate Award - Award Will Be Presented At The C&L Annual Seminar In San Diego On March 14

Date 01/03/2023

SIFMA today announced Jill Centella, Global Head of Litigation, Government Investigations and Human Resources Legal, J.P. Morgan Chase & Co.Jill Centella (JPMC), as the 2023 recipient of the SIFMA C&L Society’s Diversity, Equity and Inclusion (DE&I) Advocate Award.

SEC Charges Ontrak Chairman Terren Peizer With Insider Trading - Healthcare Executive Avoided More Than $12 Million In Losses By Selling Shares Through Rule 10b5-1 Trading Plans Before Stock Freefall

Date 01/03/2023

The Securities and Exchange Commission today charged Terren S. Peizer, Executive Chairman of the Santa Monica, California-based healthcare treatment company Ontrak Inc., with insider trading for selling more than $20 million of Ontrak stock between May and August 2021 while in possession of material nonpublic negative information related to the company’s largest customer.

US Office Of The Comptroller Of The Currency Releases CRA Evaluations For 22 National Banks And Federal Savings Associations

Date 01/03/2023

The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of February 1, 2023, through February 28, 2023. The list contains only national banks, federal savings associations, and insured federal branches of foreign banks that have received ratings. The possible ratings are outstanding, satisfactory, needs to improve, and substantial noncompliance.