To prevent market risks, maintain orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in May 2026.
CFFEX handled 5 cases of self-trade, 10 cases of frequent placement and cancellation of orders, and 4 cases of aggregate position held through actual control accounts exceeding applicable position limit, involving 27 clients in total. 20 clients were suspended the opening of new positions, and 14 clients’ members received reminders via telephone.
CFFEX handled 22 cases of trading limits breaches, and took measures against the 54 clients involved by suspending their opening of new positions.
CFFEX handled 4 cases of clients’ hedging positions exceeding their corresponding matching requirements, and took measures against the 4 clients involved by requesting rectification within a prescribed time period, and requesting reporting, among others.
CFFEX handled 1 case of violation clue, taking self-regulatory measures against 5 clients by suspending opening of new positions, against 1 member by issuing written admonishment.
