News Centre

Nomura Selects Quantifi For Its Advanced Structured Credit Models

Date 30/11/2022

Quantifi ,  a provider of risk, analytics and trading solutions, today announced it has been selected by Nomura Holdings (“Nomura”) to support its structured credit team. Nomura, a global financial services group with an integrated network spanning over 30 countries, offers credit trading and structured credit solutions for institutional investors.

The UK Prudential Regulation Authority Consults On Proposals For Implementation Of The Basel 3.1 Standards

Date 30/11/2022

Today the Prudential Regulation Authority (PRA) has published consultation paper CP16/22 setting out its proposed rules and expectations that cover the parts of the Basel III standards that remain to be implemented in the UK. The PRA refers to them as ‘the Basel 3.1 standards’.

FTSE China Index Series Quarterly Review – Q4 2022

Date 30/11/2022

• No changes to the FTSE China A50 Index
• Two additions to the FTSE China 50 Index

HKEX Report On Initial Public Offering Applications, Delisting And Suspensions (As At 30 November 2022)

Date 30/11/2022

This report is updated on the last trading day of each month.

UK Financial Conduct Authority Fines Julius Baer International Limited £18m And Publishes Decision Notices For Three Individuals

Date 30/11/2022

Louise Whitestone, Thomas Seiler and Gustavo Raitzin have referred their Decision Notices to the Upper Tribunal where they will each present their respective cases. The Upper Tribunal will then determine whether to dismiss the respective references or remit them to the FCA with a direction to reconsider and reach a decision in accordance with the findings of the Upper Tribunal. Any findings in the individuals’ Decision Notices and the descriptions of those findings in this press release are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers their behaviour is to be characterised.

Saudi Tadawul Group Launches The 3rd Edition Of The Saudi Capital Market Awards 2022

Date 30/11/2022

Saudi Tadawul Group announced the launch of the third edition of the Saudi Capital Market Awards. The awards aim to honor distinguished market participants who are championing the development of the Saudi capital market across a variety of practice areas and build on the success of the previous editions.

PIMFA Welcomes UK Financial Conduct Authority Proposals For A Simplified Advice Regime

Date 30/11/2022

PIMFA, the trade association for wealth management, investment services and the personal investment and financial advice industry, has welcomed the Financial Conduct Authority’s (FCA) proposals for a simplified advice regime to encourage more consumers to seek financial advice and reduce the cost burden of advice for relatively simple financial decisions.

IOSCO Identifies Sound Education Practices For Securities Regulators To Consider In A Crisis Situation To Support Investor Protection

Date 30/11/2022

IOSCO today published a report on Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, which found that the pandemic did not hinder investor education efforts. In fact, many regulators continued, expanded and/or adapted their investor education activities to support investor protection throughout the pandemic.

Decision By The Nasdaq Stockholm Disciplinary Committee Regarding Trelleborg AB

Date 30/11/2022

The Disciplinary Committee of Nasdaq Stockholm has found that Trelleborg AB (the “Company”) has breached the rules of Nasdaq Stockholm (the “Rulebook”) and therefore ordered the Company to pay a fine of four annual fees, corresponding to an amount of approximately SEK 9,600,000.

UK Financial Conduct Authority Proposes Ways To Make Financial Advice More ccessible

Date 30/11/2022

As part of its consumer investment strategy, the FCA has set out new proposals to improve people’s access to financial advice so they can invest with confidence.