Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • NZX Shareholder Metrics - September 2025

    Date 03/10/2025

    Please see attached NZX Limited shareholder metrics for September 2025.

  • DeFi: Key Policy Questions Around The Application Of Decentralized Trading Models To Tokenized Securities Markets

    Date 02/10/2025

    • Decentralized finance (“DeFi”) models offer a range of new functionalities and opportunities, but also raise foundational questions and create new risks that policymakers need to address – including the extent to which these models are truly decentralized – before determining whether and how these new types of operating models should be permitted to be used for the trading of securities, derivatives and “digital commodities”.
    • This is particularly important for markets that trade tokenized equities and other securities, where it is critical that established investor protections and market integrity measures be maintained. Before widespread adoption can occur, there is an important policy discussion that needs to occur among regulators, proponents of DeFi models and well-established traditional securities and commodities market participants to address how these protections would be maintained across all markets to which US investors have access.
    • SIFMA strongly cautions against any policy positions, new regulatory definitions or associated exemptions that could allow non-registered entities to facilitate the trading of tokenized equities and other securities in an unregulated or more lightly regulated “DeFi” environment without careful consideration of these issues and consultation with all relevant stakeholders. As we note, there are certain key functions – critical to maintaining market integrity and investor protections – in the securities lifecycle which must be bounded by sensible (if “modernized”) regulation and oversight, even when they occur through the use of a network with decentralized features.
    • There are also important questions about how anti-money laundering (AML) and know-your-customer (KYC) obligations will be satisfied in DeFi markets; how decentralized platforms may be integrated into a broader securities market structure in order to avoid disconnects in pricing and liquidity and thus market fragmentation; and how “peer-to-peer” trading models can mitigate risks to investors and markets.

  • MIAX Exchange Group - Options Markets - Market For Underlying Security Used For Openings On MIAX Options, MIAX Pearl Options, MIAX Emerald Options, And MIAX Sapphire Options For Newly Listed Symbols Effective Friday, October 3, 2025

    Date 02/10/2025

    Please refer to the Regulatory Circulars listed below for newly added symbols and the corresponding market for the underlying security used for openings on the MIAX Exchanges. The newly listed symbols will be available for trading beginning Friday, October 3, 2025.

  • David Miller And Troy Johnson Win CalPERS Member-At-Large Board Seats - The Winners Represent All CalPERS Members

    Date 02/10/2025

    David Miller and Troy Johnson were declared the unofficial election winners for the Member-at-Large seats on the CalPERS Board of Administration, with Miller being re-elected for his third term.

  • 1 In 8 Canadians Are Hybrid Investors – And Most Plan To Stay That Way

    Date 02/10/2025

    To mark Investor Education Month, the Canadian Securities Administrators (CSA) is publishing Hybrid DIY Investing: A Research Summary Report. The Report offers a comprehensive examination of hybrid investors in Canada, revealing behaviours, motivations and risk profiles of this investor segment.