News Centre

SGX Orb Awards To Highlight Value Of Collaboration In Asian Financial Markets

Date 13/07/2022

• Collaborate to Compete” special category to underscore importance of partnerships in driving success in Asian financial markets
• 5th annual edition of Awards part of SGX Group’s efforts to foster financial education and empower investors

China Financial Futures Exchange Global Recruitment: Legal And Auditing Experts

Date 13/07/2022

China Financial Futures Exchange (CFFEX) was established in September 2006 in Shanghai with the approval of the State Council of the People’s Republic of China and the China Securities Regulatory Commission (CSRC). It is the first and only incorporated exchange in Chinese mainland specializing in providing trading and clearing services for financial futures, options and other derivatives. As a market operator and front-line regulator, CFFEX is dedicated to facilitating the development of China’s financial derivatives markets. 

Japan Financial Services Agency: "The Second Report By The Expert Panel On Sustainable Finance" Announced

Date 13/07/2022

 On 18th June, 2021, the Expert Panel on Sustainable Finance (EPSF) (chaired by Takeshi Mizuguchi, President of Takasaki City University of Economics) published the "Report by the Expert Panel on Sustainable Finance: Building A Financial System that Supports a Sustainable Society" (the First Report), which outlines various measures to promote sustainable finance in financial administration.

CPMI And IOSCO Publish Final Guidance On Stablecoin Arrangements Confirming Application Of Principles For Financial Market Infrastructures

Date 13/07/2022

• CPMI and IOSCO issue final guidance on stablecoin arrangements confirming that the Principles for Financial Market Infrastructures apply to systemically important stablecoin arrangements that transfer stablecoins.
• Guidance is a major step forward in applying “same risk, same regulation” to stablecoins, and extending the international standards for payment, clearing and settlement systems to cover systemically important stablecoin arrangements.
• CPMI and IOSCO will continue to examine regulatory, supervisory and oversight issues associated with stablecoin arrangements and coordinate with other standard-setting bodies.

Shanghai Futures Exchange: Notice On Investigation And Penalties For Violations Of Relevant Rules And Regulations In June 2022

Date 13/07/2022

Shanghai Futures Exchange (hereinafter referred to as “The Exchange”) has been on continuous efforts in investigating and penalizing violations of relevant rules and regulations, so as to strengthen the risk management of the futures market, regulate the futures trading activities and protect the legitimate rights and interests of futures market participants.

BOX Exchange: Changes To Minor Rule Violation Plan

Date 12/07/2022

Effective August 1, 2022, BOX Exchange (the “Exchange”) will be expanding the list of violations eligible for disposition under the Exchange’s Minor Rule Violation Plan (“MRVP”) and updating the fine schedules and sanctions applicable to certain violations within the MRVP.

NYSE Group Consolidated Short Interest Report

Date 12/07/2022

NYSE today reported short interest as of the close of business on the settlement date of June 30, 2022.

BOX Options Market: Separate SAIL Order Entry Gateways – Reminder

Date 12/07/2022

BOX Options Market LLC (“BOX”) recently distributed IC-2022-14 which detailed the upcoming launch of separate SAIL Order Entry Gateways for each Trading Slice.

Statement On Decision In Jury Trial Of Dean McDermott And McDermott Investment Advisors, Gurbir S. Grewal, SEC Director, Division Of Enforcement

Date 12/07/2022

After a six-day trial, a jury serving in the United States District Court for the Eastern District of Pennsylvania ruled in favor of the SEC against Dean McDermott and his investment advisory firm, McDermott Investment Advisors, LLC, for breaching fiduciary duties owed to their advisory clients in connection with the selection of unit investment trusts (UIT). In violation of their fiduciary duties, the defendants selected a version of UIT that carried significant transactional sales charges when another version of the same UIT was equally available without those costs. 

Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date June 30, 2022

Date 12/07/2022

At the end of the settlement date of June 30, 2022, short interest in 3,432 Nasdaq Global Market^SM securities totaled 10,675,154,725 shares compared with 10,650,038,311 shares in 3,411 Global Market issues reported for the prior settlement date of June 15, 2022. The end-of-June short interest represents 2.44 days compared with 2.92 days for the prior reporting period.