News Centre

Intertrade Worldwide Business SL: Suspected Violation Of The Prospectus Requirement - BaFin

Date 08/07/2022

BaFin has sufficient grounds to suspect that Intertrade Worldwide Business SL, with registered office in Barcelona, Spain, is offering shares of Dr. Ing. h.c. F. Porsche Aktiengesellschaft to the public in Germany without the required prospectus.

Monetary Authority Of Singapore Penalises Mr Go Choo Huat For Carrying Out Money-Changing And Remittance Businesses Without Valid Licences

Date 08/07/2022

The Monetary Authority of Singapore (MAS) has imposed a composition penalty of $70,000 on Mr Go Choo Huat, for carrying on a money-changing and remittance business in November 2015, without the requisite licences. 

CFFEX: Notice On Issues Related To The Delivery Of Equity Index Futures And Options Contracts

Date 08/07/2022

Pursuant to the Trading Rules of China Financial Futures Exchange and relevant detailed implementation rules, the last trading day of a CSI 300 Index futures, SSE 50 Index futures, CSI 500 Index futures, and CSI 300 Index options contract is the third Friday of the expiry month. Where the last trading day is a public holiday or trading of that contract is suspended on that day for extraordinary situations or other reasons, the last trading day shall be postponed to the following trading day. Accordingly, the last trading day of IF2207, IH2207, IC2207, and IO2207(CSI 300 Index options contracts expiring in July 2022) is July 15, 2022.

New Document From AXON PARTNERS GROUP About Its Listing On BME Growth

Date 08/07/2022

• It is the eighth company to register an IPO filing with this BME Market in 2022

Ashley Alder Appointed UK Financial Conduct Authority Chair

Date 08/07/2022

HM Treasury has today announced the appointment of Ashley Alder as the new Chair of the FCA.

Chief Executive Officer To Leave Hong Kong Securities and Futures Commission

Date 08/07/2022

The Securities and Futures Commission (SFC) announced today that its Chief Executive Officer, Mr Ashley Alder, will be leaving the SFC to take up a new appointment in the United Kingdom as Chair of the Financial Conduct Authority in January 2023.

Japan Financial Services Agency: Partial Revision Of The "Reference Cases" Regarding The "Independent Agent Exemption" Of Fund Managers

Date 08/07/2022

The Financial Instruments and Exchange Act was amended to establish a new entry system regarding the investment management business with the updated procedures (notification) pertaining to Special Business during Transition Period.

New Zealand Financial Markets Authority Appoints Margot Gatland To Head Of Enforcement

Date 08/07/2022

The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has confirmed the appointment of Margot Gatland as its new Head of Enforcement. Ms Gatland was previously the Acting Head of Enforcement at the FMA.

Progress In Initiatives For Further Strengthening Coordination Between The Japan Financial Services Agency And The Bank Of Japan

Date 08/07/2022

Based on the "Initiatives for Further Strengthening Coordination between the Financial Services Agency and the Bank of Japan" released in March 2021, the FSA and the BOJ have been implementing various initiatives to strengthen coordination in order to conduct higher-quality monitoring as well as to reduce the burden on financial institutions. We have published the progress in these initiatives.

JPX Monthly Headlines - June 2022

Date 08/07/2022

JPX group companies undertake various initiatives and disseminate information with the aim of providing the most attractive markets to all users.
Every month, we showcase the highlights of these efforts in short and concise summaries just for you.