News Centre

Straits Times Index (STI) Quarterly Review - September 2024

Date 05/09/2024

• No changes to the constituents of the STI 

Opening Remarks, Dato’ Mohammad Faiz Azmi, Chairman, Securities Commission Malaysia, FIKRAtech Roundtable, 4 September 2024

Date 05/09/2024

In his opening remarks, SC Chairman, Dato’ Mohammad Faiz Azmi urged stakeholders to collaborate and lay the groundwork for the future of Islamic fintech. He also hoped that the outcomes from the Rountable will help propel fintech startups in Malaysia and the UK, onto the broader markets.

ASIC Updates Misconduct Reporting Guidance For External Administrators And Controllers

Date 05/09/2024

ASIC has today released its updated regulatory guidance for external administrators and controllers when reporting and lodging statutory reports about alleged misconduct.

ASX Group Monthly Activity Report - August 2024

Date 05/09/2024

Trading – Cash Markets (including equities, interest rate and ETP trades)

• In August 2024, the average daily number of trades was up 19% on the pcp. The average daily value traded onmarket of $5.863 billion was up 8% on the pcp. 
• Volatility (as measured by the average daily movement in the All Ordinaries Index) was 0.8% in August, compared to 0.5% in the pcp. 
• Future volatility (as measured by the S&P/ASX 200 VIX) in August was an average of 13.0, up 10% on pcp.

Speech By New Zealand Financial Markets Authority Head Of Insurance Jane Brown To The New Zealand Insurance Law Association 2024 Conference

Date 05/09/2024

Thank you for inviting me here. The title of my segment today is regulatory investigations. It’s a serious topic and I will have to choose my words carefully. My aim in this speech is to apply more of a supervisory lens to give an overview of the last few years, and how the FMA and the insurance sector can best learn from recent enforcement cases and work together under the CoFI regulatory regime. 

SEC Charges Broker-Dealer Nationwide Planning And Two Affiliated Investment Advisers With Violating Whistleblower Protection Rule - NJ-Based Firms Impeded Clients From Voluntarily Reporting Information To The SEC

Date 04/09/2024

The Securities and Exchange Commission today announced settled charges against three affiliated registrants, Commission-registered broker-dealer Nationwide Planning Associates, Inc. and investment adviser NPA Asset Management, LLC, and state-registered investment adviser Blue Point Strategic Wealth Management, LLC, for impeding brokerage customers and advisory clients from reporting securities law violations to the SEC. The firms agreed to pay combined civil penalties of $240,000 to settle the SEC’s charges.

Cboe Global Markets To Present At The Barclays Global Financial Services Conference On September 9

Date 04/09/2024

Cboe Global Markets, Inc. (Cboe: CBOE), the world's leading derivatives and securities exchange network, announced today that Fredric Tomczyk, Chief Executive Officer, Jill Griebenow, Executive Vice President and Chief Financial Officer, and David Howson, Executive Vice President and Global President, will present at the Barclays Global Financial Services Conference in New York City on Monday, September 9 at 10:30 a.m. ET.

Nasdaq Executives To Present At Upcoming Investor Conferences

Date 04/09/2024

Nasdaq (Nasdaq: NDAQ) will be presenting at the following conferences in September with webcasts available at Nasdaq’s Investor Relations website: ir.nasdaq.com/events.cfm.

Nasdaq Reports August 2024 Volumes

Date 04/09/2024

Nasdaq (Nasdaq: NDAQ) today reported monthly volumes for August 2024 on its Investor Relations website. A data sheet showing this information can be found at: http://ir.nasdaq.com/financials/volume-statistics.

Deutsche Börse: Two Additions To MDAX, Three To SDAX

Date 04/09/2024

STOXX Ltd. has announced the new composition of the DAX blue-chip indices.