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News Centre
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Acting CFTC Chairman Pham To Speak At Women In Housing & Finance April Public Policy Luncheon
Date 01/04/2025
WHAT:
Acting Chairman Caroline D. Pham will speak at a fireside chat at the Women in Housing & Finance April public policy luncheon.
WHEN:
Wednesday, April 2, 2025
1:00 p.m. (EDT)WHERE:
Dechert LLP
1900 K Street, NW
Washington, DC 20006
Additional Information: Women in Housing and Finance -
FINRA Securities Helpline For Seniors Marks 10th Anniversary With More Than $9.3 Million Recovered For Investors - New Podcast Episode Shares The Helpline’s Stories Of Protecting Seniors And Vulnerable Investors
Date 01/04/2025
FINRA marks this month the 10th anniversary of the FINRA Securities Helpline for Seniors, an important resource for seniors and vulnerable investors that has assisted in recovering more than $9.3 million for investors as of Dec. 31, 2024.
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US Office Of The Comptroller Of The Currency Releases CRA Performance Evaluations For 18 National Banks And Federal Savings Associations
Date 01/04/2025
The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of March 1, 2025, through March 31, 2025.
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Ontario Securities Commission Announces Canadian Investment Regulatory Organization’s Expanded Registration Functions Take Effect
Date 01/04/2025
The Ontario Securities Commission (OSC) today announced it has delegated additional registration-related powers and duties to the Canadian Investment Regulatory Organization (CIRO), effective April 1, 2025. Delegated powers and duties include the registration of investment dealers, mutual fund dealers and futures commission merchants; along with individuals acting on their behalf.
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Moscow Exchange Trading Volumes In March 2025
Date 01/04/2025
In March 2025, total trading volumes across Moscow Exchange's markets was RUB XXX trln.
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London Stock Exchange Group plc - Total Voting Rights
Date 01/04/2025
The following notification is made in accordance with Rule 5.6 of the FCA's Disclosure Guidance and Transparency Rules.
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Canadian Securities Regulators And Canadian Investment Regulatory Organization Announce Effective Date For Delegation Of Registration Authority
Date 01/04/2025
The securities regulatory authorities of Alberta, New Brunswick, Newfoundland and Labrador, Northwest Territories, Nova Scotia, Nunavut, Ontario, Prince Edward Island, and Yukon, today delegate certain registration functions and powers to the Canadian Investment Regulatory Organization (CIRO). This delegation establishes a consistent and harmonized approach to registration processes for CIRO members across the named jurisdictions.
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US Office Of The Comptroller Of The Currency Promotes National Financial Literacy Month
Date 01/04/2025
The Office of the Comptroller of the Currency (OCC) recognizes April as National Financial Literacy Month and encourages national banks and federal savings associations (collectively, banks) to support efforts to improve the financial literacy and financial health of their customers.
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ESMA Facilitates Access And Use Of Data From Its Public Registers
Date 01/04/2025
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has published its first code package on the public code repository GitHub with the goal of promoting the availability of ESMA’s data and facilitating its usage.
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EBA's Platform Contributes To Successful Execution Of The NBSG Crisis Simulation Exercise
Date 01/04/2025
The European Banking Authority (EBA) contributed to the successful execution of the Nordic-Baltic Stability Group's (NBSG) crisis simulation exercise. This is according to a report published today by the authorities involved in the NBSG, following their joint autumn 2024 exercise.