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News Centre
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Japan Financial Services Agency: Trends In High-Speed Trading
Date 31/03/2026
The Financial Instruments and Exchange Act was amended in May 2017 (enforced April 2018) to require financial instruments business operators who engage in high-speed trading to register.
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ASIC Remakes Relief Instruments For AFS Licensees And Overseas Banks
Date 31/03/2026
ASIC has remade a legislative instrument providing relief for foreign companies that are Australian financial services (AFS) licensees and foreign authorised deposit-taking institutions (ADIs) and extended other relief following consultation with industry.
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NZX Externalises QuayStreet To Enhance Growth Opportunities
Date 31/03/2026
NZX Limited (NZX) and Smart are pleased to announce the investment management externalisation of the QuayStreet Asset Management funds to a newly established, and independently owned entity, QuayStreet Group.
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CFTC: Federal Court Enters Permanent Injunction Against Peken Global Limited - Peken Global Is Prohibited From Allowing U.S. Participants To Access KuCoin Exchange Without Registering As A Foreign Board Of Trade And Must Pay A $500,000 Penalty
Date 30/03/2026
The Commodity Futures Trading Commission today announced the U.S. District Court for the Southern District of New York entered a consent order against Peken Global Limited, a company incorporated under the laws of the Turks and Caicos Islands, that operates the KuCoin exchange, for allowing U.S. participants to trade directly on its electronic trading and order-matching system without registering with the CFTC as a foreign board of trade.
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New Zealand Financial Markets Authority: Class Exemption Provides Easier Pathway To Market For Green, Social, Sustainability And Sustainability-Linked Bonds
Date 30/03/2026
The Financial Markets Authority – Te Mana Tātai Hokohoko (FMA) has granted a class exemption that provides an easier pathway to market for issuers to make offers of green, social, sustainability or sustainability-linked (GSSS) bonds.
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CFTC Swaps Report Update
Date 30/03/2026
CFTC's Weekly Swaps Report has been updated, and is now available: http://www.cftc.gov/MarketReports/SwapsReports/index.htm.
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Office Of The Comptroller Of The US Currency Reports Mortgage Performance For Fourth Quarter Of 2025
Date 30/03/2026
The Office of the Comptroller of the Currency (OCC) reported on the performance of first-lien mortgages in the federal banking system during the fourth quarter of 2025.
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Alberta Securities Commission Announces Temporary Fee Coordination Approach With Canadian Investment Regulatory Organization To Keep Registration Costs Neutral
Date 30/03/2026
The Alberta Securities Commission (ASC) today announced a one-year, coordinated fee approach with the Canadian Investment Regulatory Organization (CIRO) in response to certain fee changes and to keep fees net neutral for Alberta-resident individual registrants in 2026.
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UK Financial Conduct Authority Confirms Motor Finance Redress Scheme
Date 30/03/2026
We are going ahead with a scheme to compensate motor finance customers who were treated unfairly.
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Millions Of Car Finance Customers To Get Payouts This Year As UK Financial Conduct Authority Goes Ahead With Compensation Scheme
Date 30/03/2026
Millions of motor finance customers will receive compensation this year under an FCA scheme for those treated unfairly by firms who broke the law by failing to disclose important information.