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The Council Of Institutional Investors Calls On The SEC To Separate The NYSE's Regulatory And Business Functions
Date 05/11/2003
The Council of Institutional Investors,an association of 141 public, corporate and union pension funds with over $3 trillion in investments,today sent a letter to SEC Chairman William H.Donaldson urging the SEC to separate the New York Stock Exchange 's regulatory and business functions.
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Stockholmsbörsen Statistics Report - Derivatives Volumes January- October 2003
Date 05/11/2003
Please click here for total volume for Stockholmsbörsen listed Swedish stock and interest-rate related derivatives.
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Statement From Commission: NYSE Governance Proposal
Date 05/11/2003
The Commission is grateful to interim New York Stock Exchange Chairman John Reed for his leadership in bringing forth this substantial and critical first step toward revamping the governance and regulatory structure at the NYSE.
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Statement By UK's HM Treasury Regarding The Release Of Information
Date 05/11/2003
Following the statement of 24 October by the Office for National Statistics, the Treasury confirms that the premature publication by Reuters of the September retail sales figures arose because the information was obtained improperly by a Reuters trainee journalist from a junior Treasury official, without the knowledge of that official.
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SGX-MAS Research Scheme Receives Strong Response - 115 Listed Companies And Nine Research Firms To Participate
Date 05/11/2003
Singapore Exchange Ltd (SGX) today announced the list of SGX-listed companies and research firms who are participating in the SGX-MAS Research Incentive Scheme.
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SEC Approves NASDAQ Corporate Governance Rules
Date 05/11/2003
The Nasdaq Stock Market, Inc. ("NASDAQ;" OTCBB: NDAQ) today announced that the Securities and Exchange Commission (SEC) has approved new rules proposed by NASDAQâ to strengthen listing standards.
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SEC Approval Order Of NASDAQ Corporate Governance Rules
Date 05/11/2003
Please click here to view the SEC approval order of NASDAQ corporate governance rules.
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Review Of The UK Financial Services And Markets Act 2000
Date 05/11/2003
The scope of a review of the Financial Services and Markets Act 2000 (FSMA) after its first two years of operation was announced by Financial Secretary Ruth Kelly yesterday.
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Results Of Council Of Economics And Finance Ministers, Brussels, 4th November 2003 Financial Services And Customs - Including Proposed Directive On Transparency For Listed Companies
Date 05/11/2003
Proposed Directive on transparency for listed companies The Council held an "orientation debate (preliminary discussion aimed at preparing the ground for a political agreement) on the proposed Directive on information which must be provided by companies whose securities are traded on a regulated market, such as a stock exchange (the so-called transparency Directive - see IP/03/436 and MEMO/03/68). The debate focused on the obligation for listed companies to present quarterly financ
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Peter H. Bresnan Named Acting District Administrator Of SEC's Boston District Office
Date 05/11/2003
The Securities and Exchange Commission today named Peter H. Bresnan as the Acting District Administrator of its Boston District Office. Mr. Bresnan currently serves as the Deputy Chief Litigation Counsel in the Division of Enforcement at SEC Headquarters in Washington, where he shares responsibility for managing the Commission's nationwide litigation program. He will continue in that position and will split his time between Washington and Boston until a permanent District Administrator is appoin
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