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Speeding Up The UK's Financial Services Authority Enforcement Process

Date 06/11/2003

The FSA is conducting an "end to end" review of the enforcement process to see if the process can be shortened without losing the fairness built into the system.
RTS Stock Exchange: Trading Schedule For The Holidays November 7th - November 9th, 2003

Date 06/11/2003

In accordance with the Labor Code of Russian Federation, the 7th of November is considered a public holiday.
Reprimand Against Swiss International Air Lines Ltd. By The SWX Swiss Exchange

Date 06/11/2003

The SWX Swiss Exchange has issued a reprimand with publication against Swiss International Air Lines Ltd. for violation of provisions of the Listing Rules regarding ad hoc publicity. On Monday, 24 February 2003, the Board of Directors of SWISS decided to reduce its fleet by 20 aeroplanes and to cut 700 jobs. During trading hours and before informing the public on the evening of 25 February 2003, SWISS informed various business partners of these decisions. At its meeting of 28 August 2003, the Ex
Program Trading Averaged 41.0 Percent Of NYSE Volume During Oct. 27-31

Date 06/11/2003

The New York Stock Exchange today released its weekly program-trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for Oct. 27-31.
Philadelphia Stock Exchange Announces Across-The-Board Volume Increases In October

Date 06/11/2003

The Philadelphia Stock Exchange announced today that volume in all of its products increased compared to the previous month's volumes.

Pacific Exchange Adds Issues To PCX Plus

Date 06/11/2003

The Pacific Exchange (PCX) announced that it added two issues to its new electronic options trading system, PCX Plus, at the opening of the market this morning.
Nymex Announces Position Accountability And Reporting Levels For Average Price Options Contracts

Date 06/11/2003

The New York Mercantile Exchange, Inc., today announced the position accountability levels and large trader reporting levels for the average price options (APO) contracts that will be introduced tomorrow for light, sweet crude oil; heating oil; and unleaded gasoline.
NASDAQ To Make Investor Presentation In New York City

Date 06/11/2003

The NASDAQ Stock Market, Inc. management will be making an investor presentation on Tuesday, November 11, 2003 at 12:30 p.m. EDT. The presentation is sponsored by CRT Capital Group, L.L.C., an institutional securities research and brokerage firm, and will be held during a luncheon at the Inter-Continental Hotel located at 111 East 48th Street in New York City.
NASD Reminds Firms Of Obligation To Provide Information Without Delay In Arbitrations

Date 06/11/2003

NASD today reminded securities firms of their obligation to comply with NASD discovery rules and procedures for production of documents and materials in arbitration claims. NASD's Dispute Resolution division will continue to monitor compliance and will refer any perceived abuses to NASD Regulatory Policy and Oversight for investigation and disciplinary review.
London Stock Exchange plc - Announcement Of Results For The Six Months Ended 30 September 2003

Date 06/11/2003

London Stock Exchange plc today reports results for the six months ended 30 September 2003.