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Securities Industry Association Applauds New SEC Rules On Breakpoint Disclosures, Code Of Ethics For Investment Advisers

Date 26/05/2004

The Securities Industry Association today welcomed the Securities and Exchange Commission’s adoption of a rule that will significantly clarify costs for mutual-fund investors by requiring that information on breakpoint discounts be clearly detailed in prospectuses. SIA also applauded the commission’s approval of a second rule requiring investment advisers to adopt a code of ethics.
SEC Adopts Rules On Breakpoint Disclosure And Adviser Ethics Codes, Proposes Transfer Agent Rule

Date 26/05/2004

The Securities and Exchange Commission today voted to adopt form amendments regarding disclosure requirements for mutual funds concerning discounts on front-end sales loads and a new rule as well as amendments to rules and forms dealing with investment adviser codes of ethics, The Commission also voted to propose for comment a new rule regarding transfer agent operations.
NYSE Closed Monday, May 31 - Memorial Day Holiday

Date 26/05/2004

The NYSE will be Closed on Monday, May 31 for the Memorial Day Holiday.
NYSE Appoints Grace B. Vogel Executive Vice President Of Member Firm Regulation

Date 26/05/2004

On the recommendation of Chief Regulatory Officer Richard G. Ketchum, the New York Stock Exchange Board of Directors has appointed Grace B. Vogel as executive vice president of Member Firm Regulation, effective June 28.
Nasdaq Appoints New Board Members

Date 26/05/2004

The Nasdaq Stock Market, Inc. (“NASDAQ®”; OTCBB: NDAQ) today announced the re-election of Class 1 directors H. Furlong Baldwin, Robert Greifeld, Thomas M. Joyce and Arvind Sodhani and the election of Senator Fred D. Thompson. The Board also appointed Jeffrey N. Edwards and Deborah L. Wince-Smith. Senator Thompson will fill a Class 1 vacancy while Mr. Edwards and Ms. Wince-Smith will fill two Class 3 vacancies on the NASDAQ Board following today's Annual Meeting. Class 1 Directors

Meeting Of The Board Of Oslo Børs On 26 May 2004

Date 26/05/2004

At its meeting today the Board of Oslo Børs resolved to admit Aker Yards ASA, Medi-Stim ASA and AXXESSIT ASA to listing on Oslo Børs. Aker Yards will be listed on the Main List, while the other two companies will be admitted to the SMB List.
Matching Halted On ICEX Equity Markets And ICEX Fixed-Income Markets

Date 26/05/2004

Due to disruptions in the trading system matching has been halted on the ICEX Equity markets and ICEX Fixed-income markets. Trade reporting is still possible but information about reported trades is not being disseminated in the trading system. ICEX will announce in the news system when matching will start again.
Jeanette Lewis Named Associate Regional Director For Examinations In The SEC's Midwest Regional Office

Date 26/05/2004

The Securities and Exchange Commission announced today the selection of Jeannette L. Lewis as Associate Regional Director for Examinations in the Commission's Midwest Regional Office (MRO). Ms. Lewis began her employment with the MRO in 1988 as a staff attorney in the MRO's Enforcement group. She was promoted to Branch Chief and then Assistant Director in Enforcement before she assumed her current position in 1999 as Senior Special Counsel on the examination side of the Regional Office. In her n
Director Of The SEC Office Of International Affairs And The Secretary-General Of The Committee Of European Securities Regulators Announce Enhanced Cooperation And Collaboration

Date 26/05/2004

The Director of the SEC’s Office of International Affairs and the Secretary General of the Committee of European Securities Regulators (CESR) today announced their intention to publish terms of reference for enhanced cooperation and collaboration between the SEC and CESR at the next CESR plenary meeting, to be held on June 4.
CME To Launch FX Contracts On Polish Zloty, Hungarian Forint, Czech Koruna - Futures, Options Contracts On Three Eastern European Currencies vs. U.S. Dollar, Euro FX Planned

Date 26/05/2004

Chicago Mercantile Exchange Inc. (CME), the largest U.S. futures exchange, today announced that it will list six new foreign exchange (FX) futures contracts on the Polish zloty, Hungarian forint and Czech koruna as measured against both the U.S. dollar and the euro. CME also will launch options on each of the six new futures contracts.