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  • Standard & Poor’s Announces Changes to U.S. Indices

    Date 07/10/2005

    S&P MidCap 400 constituent Patterson Companies Inc. (NASD:PDCO) will replace Delphi Corp. (NYSE:DPH) in the S&P 500 after the close of trading on Monday, October 10, 2005. As of today’s close of trading Delphi had a market capitalization of approximately $634 million, ranking 500th in the index. MSC Industrial Direct Co. Inc. (NYSE:MSM) will replace Patterson in the S&P MidCap 400.

  • SEC, NASAA Announce IARD System Fee Waiver

    Date 07/10/2005

    The U.S. Securities and Exchange Commission (SEC) and the North American Securities Administrators Association (NASAA) today announced a one-year waiver of certain system fees paid by investment advisers and all investment adviser representatives for registration in the Investment Adviser Registration Depository (IARD) program. Separately, NASAA also announced that it is reducing by 30 percent system fees paid by state-regulated investment advisers on an on-going basis.

  • Regulators To Share Information On International Financial Reporting Standards

    Date 07/10/2005

    Click here to dowload the IOSCO press release.

  • Philippe Seyll Becomes Head Of Investment Fund Services At Clearstream

    Date 07/10/2005

    Philippe Seyll, 42, becomes Head of investment fund services at Clearstream, the international central securities depository within the Deutsche Börse Group, based in Luxembourg.

  • NYSE Seat Sells For $2,800,000

    Date 07/10/2005

    A regular seat sold on the New York Stock Exchange today for $2,800,000, unchanged from the previous regular seat sale on Sept. 29, 2005.