Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • SEC Charges Moscow-Based Broker Dealer For Violating Registration Requirements

    Date 08/12/2008

    The Securities and Exchange Commission today charged a Moscow-based unregistered broker-dealer for registration and reporting violations, alleging that it solicited institutional investors in the U.S. to purchase and sell small cap stocks of Russian companies without registering as a broker-dealer with the SEC or meeting the requirements for an exemption.

  • US Treasury Interim Assistant Secretary For Financial Stability Neel Kashkari Update On The TARP Program

    Date 08/12/2008

    Good afternoon, thank you John for that kind introduction and for the invitation to address this audience today. We are in an unprecedented period and market events are moving rapidly and unpredictably. We at Treasury have responded quickly to adapt to events on the ground. Throughout the crisis, we have always acted with the following critical objectives in mind: one, to stabilize financial markets and reduce systemic risk; two, to support the housing market by avoiding preventable foreclosu

  • SEC, MSRB: New Measures To Provide More Transparency Than Ever Before For Municipal Bond Investors

    Date 08/12/2008

    The Securities and Exchange Commission today announced that it has unanimously approved measures that will shine more light than ever before on the municipal securities market by tapping the power of the Internet. For the first time, investors will have a free, one-stop way to find municipal bond information online to help them make investment decisions.

  • Statement From New York Attorney General Andrew Cuomo Concerning Executive Bonuses At Morgan Stanley

    Date 08/12/2008

    Morgan Stanley and Mr. Mack have taken a smart and prudent first step. American taxpayers have seen their investments crater while simultaneously having to fund the Wall Street bailout with billions of their tax dollars. This gesture by Morgan Stanley is appropriate, and I hope other firms like Merrill Lynch will take it to heart.

  • SEC Charges Moscow-Based Broker Dealer For Violating Registration Requirements

    Date 08/12/2008

    The Securities and Exchange Commission today charged a Moscow-based unregistered broker-dealer for registration and reporting violations, alleging that it solicited institutional investors in the U.S. to purchase and sell small cap stocks of Russian companies without registering as a broker-dealer with the SEC or meeting the requirements for an exemption.