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Oslo Børs VPS Identifies The Owners Behind Nominee Accounts
Date 19/03/2009
Oslo Børs VPS today launches a service that will help companies listed on Oslo Børs and Oslo Axess to identify the real owners of shares held in nominee accounts. This will contribute to greater openness and improved monitoring and control, and will thus help to further improve confidence in the Norwegian securities market. Information on the identity of shareholders will also give companies a better basis for good IR activities and better communications with their owners.
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Speech By SEC Commissioner Luis A. Aguilar: "Reinvigorating The Enforcement Program To Restore Investor Confidence"
Date 18/03/2009
Introductory Remarks before the District of Columbia Bar Washington, D.C. March 18, 2009 Thank you Steve for your kind introduction. It is my pleasure to be here today with such distinguished SEC alumni as former Commissioner Campos, Peter Bresnan, and Steve Crimmins. I look forward to discussing a topic that is of critical importance in protecting the nation's investors and in maintaining fair and orderly markets — that topic is reinvigorating the SEC's enforcemen
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Statement From New York Attorney General Cuomo On Court Decision To Force Bank Of America And Merrill Lynch To Turn Over List Of Bonus Recipients
Date 18/03/2009
"Today’s decision in the Bank of America case is a victory for taxpayers. Let the sun shine in. Justice Fried’s decision will now lift the shroud of secrecy surrounding the $3.6 billion in premature bonuses Merrill Lynch rushed out in early December. Taxpayers demand and deserve transparency and now they will finally get it. Bank of America chose litigation over transparency and we are gratified that this tactic has failed. AIG should
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CalPERS Board Elects Committee Chairs
Date 18/03/2009
The California Public Employees’ Retirement System (CalPERS) Board of Administration this week elected the following chairs and vice chairs for key Board committees.
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TSX Venture Exchange Bulletin - Payment Of Outstanding TSX Venture Exchange Annual Sustaining Fees
Date 18/03/2009
This Bulletin is to advise TSX Venture Exchange Issuers that the 2009 annual sustaining fee is now due and payable. As in previous years, issuers will be subject to additional fees if payment is not received by March 31, 2009. A fee of 5% of any outstanding sustaining fee will be charged on a monthly basis to an Issuer for each month that it fails to submit their fees (the Late Payment Fee) . Please refer to Policy 1.3 for further information regarding the Late Payment Fee.<
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Statement From New York Attorney General Andrew M. Cuomo In Response To AIG CEO Edward Liddy's Testimony Before Congress
Date 18/03/2009
"AIG’s proposal to ask their bonus recipients to voluntarily give back half is simply too little too late. Mr. Liddy’s proposal to take half back from those who got more than $100,000 will cover some 298 out of 418 bonus recipients. Rather than take half-measures, AIG should immediately turn over the list, which we have subpoenaed, of who got what and when.
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Two Texas Individuals Settle SEC Charges In Spam Scam Case
Date 18/03/2009
The Securities and Exchange Commission today announced that two Texas men have settled SEC charges that they perpetrated a massive e-mail spam campaign to drive up the demand for low value stocks they owned.
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SEC Approves Name Change Of NYSE Alternext US To NYSE Amex - NYSE Amex Is Premiere Platform For Small And Mid-Cap Growth Companies
Date 18/03/2009
NYSE Euronext (NYX) today announced that the U.S. Securities and Exchange Commission has approved the name change of the former NYSE Alternext US to NYSE Amex. NYSE Amex, formed by NYSE Euronext’s acquisition of the former American Stock Exchange last year, is the premiere U.S. equities market for listing and trading small and mid-cap growth companies.
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NYSE Euronext Announces Date For First Quarter 2009 Earnings Release And Conference Call
Date 18/03/2009
NYSE Euronext (NYX) will announce earnings for the first quarter 2009 before the market opens on Thursday, April 30, 2009. A news release will be issued at approximately 2:30 a.m. (New York) / 8:30 a.m. (Paris) and a conference call with remarks by NYSE Euronext
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Markit BOAT™ - Equity Trading Highlights
Date 18/03/2009
Markit BOAT is a trade reporting platform which consolidates pan-European cash equity trade data from MTFs, Dark Pools and OTC transactions. The trading activity in this report took place on 17th March 2009 and was published by Markit BOAT on the same day.
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