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ICE Futures Canada: New Western Barley Futures Contract Effective Monday, June 22, 2009

Date 04/06/2009

Current Western Barley futures contract months from March 2010 onward to be delisted immediately. July09, October09, and December09 to remain listed. New contract to be listed under the same contract symbol (“AB”) for Trade Date Monday, June 22, 2009for contract months November09, January10, March10 and subsequent contract months.
Standard & Poor's Announces Changes In The S&P/TSX Canadian Indices

Date 04/06/2009

Standard & Poor's Canadian Index Operations announces the following index changes: The unitholders of Ag Growth Income Fund (TSX:AFN.UN) have approved the conversion of the company to a corporate structure. The units will be exchanged on a 1-for-1 basis for Ag Growth International Inc. (TSX:AFN). Ag Growth International will be added to the S&P/TSX Equity SmallCap Index. The conversion is effective after the close of Friday, June 5, 2009. The name and ticker change, with no change in
Program Trading Averaged 33.7 Percent Of NYSE Volume During May 26-29

Date 04/06/2009

The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), today released its weekly program-trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for May 26-29.
FINRA Fines Three Firms Over $1.25 Million For Failing To Detect, Investigate And Report Suspicious Transactions In Penny Stocks - J.P. Turner, Park Financial, Legent Clearing Ignored Indications Customers May Have Been Engaged In Illegal Conduct Two Ind

Date 04/06/2009

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined three broker-dealers — J.P. Turner & Co., of Atlanta, Park Financial Group, Inc., of Maitland, FL, and Legent Clearing, LLC, of Omaha — for failing to implement reasonable anti-money laundering (AML) compliance programs, including the failure to detect, investigate and report instances of potentially suspicious transactions in low-priced stocks.
BATS Exchange Releases BOLT

Date 04/06/2009

BATS Exchange announces the release of its BOLT (BATS Optional Liquidity Technology) pre-routing display strategy, effective Friday, June 5th.

SIFMA Supports Many Derivatives Reforms

Date 04/06/2009

Tim Ryan, President and CEO of the Securities Industry and Financial Markets Association (SIFMA), today released the following statement in conjunction with hearings in the Senate Agriculture Committee on regulatory reform and the derivatives markets: “Restoring stability and confidence in the economy remains our highest priority. We need smart regulatory reform that provides additional oversight of the derivatives market and greater transparency of all derivatives products for reg
CFTC: Subcommittee On Convergence To Convene First Public Session

Date 04/06/2009

On Monday, June 8, 2009, from 1:00 p.m. to 4 p.m., members of the Subcommittee on Convergence in Agricultural Commodity Markets will conduct their first public conference call.
TSX Venture Exchange Market Statistics For The Month Of May 2009

Date 04/06/2009

To view a summary of market statistics for May 2009 for TSX Venture Exchange, please click on the "Related Documents" link below to access the PDF file.
SEC Office Of The Chief Accountant Releases Staff Accounting Bulletin

Date 04/06/2009

The Securities and Exchange Commission's Office of the Chief Accountant today announced the release of Staff Accounting Bulletin (SAB) No. 112.
ProShare Advisors Lists Four ProShares Ultra ETFs On NYSE Arca

Date 04/06/2009

NYSE Euronext (NYX) announced that its wholly-owned subsidiary, NYSE Arca, today began trading four Ultra ProShares ETFs , sponsored by ProShare Advisors LLC.