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Shenzhen Stock Exchange Approves First Batch Of 28 Companies For ChiNext Listing

Date 26/10/2009

In recent days, the Listing Committee of the SZSE held the meeting to consider the application by the first batch of 28 companies for ChiNext listing. At the meeting, the 29 companies including Qingdao Tgood Co., Ltd., were approved for listing because these companies had met the requirements for listing as stipulated in the “Rules for ChiNext Stock Listing” in terms of the total share capital, shareholders and the proportion of public offering shares. The SZSE gave nod to the listing of 28 c
ChiNext Launching Improves Fundamental Function Of Capital Market

Date 26/10/2009

CCTV made the special interview on Oct.23 with Ms. Song Liping, General Manager of the Shenzhen Stock Exchange.
SIFMA’s Municipal Securities Division Honors Frank Chin Of Citi

Date 26/10/2009

The Securities Industry and Financial Markets Association’s (SIFMA) municipal securities division announced that Frank Chin was the recipient of its 2009 Honor Roll Award. Mr. Chin was recognized for his significant contribution to the Association and the municipal securities industry.
NASDAQ Portfolio Manager "QFolio App" Now Available From App Store - New App Puts Real-Time Intelligence At Investors' Fingertips Using iPhone Or iPod Touch

Date 26/10/2009

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) today announced it has introduced a new stock market application called NASDAQ Portfolio Manager (QFolio) now available from the Apple App Store. With the NASDAQ Portfolio Manager, investors can use their iPhone or iPod touch to build a quick watch list or a detailed portfolio of U.S. stocks to track price performance in real time, access pre-market and after-hour quotes and view dynamic charts. The NASDAQ Portfolio Manager also provides access t
BSI To Develop Financial Services Compliance Standard

Date 26/10/2009

BSI, the UK’s national standards body, has brought together key stakeholders from the UK financial services sector to develop a standard for compliance teams. The standard will set out a common methodology, process and good practice which can be adopted by compliance teams in retail and wholesale financial firms.

FINRA: Scottrade Fined $600,000 For Inadequate Anti-Money Laundering Program - Firm Failed To Adequately Monitor For Suspicious Transactions

Date 26/10/2009

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Scottrade $600,000 for failing to establish and implement an adequate anti-money laundering (AML) program to detect and trigger reporting of suspicious transactions, as required by the Bank Secrecy Act and FINRA rules.
October 2009 - Monthly Preliminary Performance Report Dow Jones-UBS Commodity Indexes

Date 26/10/2009

The Dow Jones-UBS Commodity Index was up 7.55% for the month of October. The Dow Jones-UBS Single Commodity Indexes for Wheat, Corn and Unleaded Gas had the strongest gains with month-to-date returns of 19.73%, 15.62%, and 15.58%, respectively. Sugar and Natural Gas posted the most significant downside performing single commodity indexes, down -8.94%, -2.90% respectively, in October.
CFTC’s Agricultural Advisory Committee To Meet October 29, 2009 - Committee To Discuss Convergence In Agricultural Commodity Markets

Date 26/10/2009

The Commodity Futures Trading Commission (CFTC) will convene a meeting of its Agricultural Advisory Committee (AAC) on Thursday, October 29, 2009, to obtain the views of agricultural futures market experts, national farm organizations, major commodity and agribusiness groups and the farm banking community. The major topic for discussion will be the issue of convergence as it relates to the Chicago Board of Trade’s (CBOT) Wheat futures contract.
UK's Financial Services Authority: Lehman-Backed Structured Products - Update

Date 26/10/2009

Arc Capital and Income plc (ACI) has today announced that it is going into administration. The firm focused on delivering structured investment products to retail investors, including Lehman-backed structured products.
Keynote Address By Mr Heng Swee Keat, Managing Director, Monetary Authority Of Singapore At The Paris EUROPLACE International Financial Forum The Next Stage: Policy Challenges in Asia.

Date 26/10/2009

Good morning 1. It gives me great pleasure to join you today at this Paris Europlace International Financial Forum. Let me warmly welcome Governor Noyer and our overseas visitors to Singapore, and welcome Mr Bresson and your team for holding this Forum in Singapore.