Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

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  • SEC: Fee Rate Advisory #4 For Fiscal Year 2010

    Date 17/12/2009

    Yesterday President Obama signed H.R. 3288, the appropriations bill that includes funding for the Securities and Exchange Commission. Accordingly, effective Dec. 21, 2009, the Section 6(b) fee rate applicable to the registration of securities, the Section 13(e) fee rate applicable to the repurchase of securities, and the Section 14(g) fee rate applicable to proxy solicitations and statements in corporate control transactions will increase to $71.30 per million dollars. The Section 6(b)

  • Leadership Changes At Xtrakter

    Date 17/12/2009

    Xtrakter, the fixed income specialist, announced a series of changes to its leadership team which will take effect from January, 2010. Yannic Weber will become the new Chief Executive Officer (CEO) for Xtrakter, replacing Kevin Milne, who will step down from the role to pursue interests outside the Euroclear group.

  • Speech By SEC Chairman Mary L. Schapiro: Statement At SEC Open Meeting On Strengthening Safeguards To Protect Clients’ Assets Controlled By Investment Advisers

    Date 17/12/2009

    Next, we will consider a recommendation to adopt rules to enhance the custody controls that apply to investment advisers. Our goal when this process began was to strengthen the protections provided to investors who turn over their assets to investment advisers. I am pleased that today’s rules, if adopted, will achieve that goal.

  • NASDAQ OMX And HQ Bank Launch New ETF Based On NASDAQ-100 Index

    Date 17/12/2009

    NASDAQ OMX Stockholm, part of the NASDAQ OMX Group (NASDAQ:NDAQ), today starts trading in a new Exchange Traded Fund (ETF), NASDAQ-100 ETF. The ETF, issued by Sweden-based HQ Bank, is based on the NASDAQ-100 Index and includes 100 of the largest domestic and international securities listed on The NASDAQ Stock Market in the U.S.

  • SIFMA Introduces New Professional Societies

    Date 17/12/2009

    The Securities Industry and Financial Markets Association (SIFMA) today announced the creation of four new SIFMA Professional Societies that will serve the financial services industry.