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CFTC Determines To Not Issue Grandfather Relief For Bilateral Exempt Commodity Swaps At This Time - Commits To Using Available Exemptive Authorities In The Future

Date 10/09/2010

The Commodity Futures Trading Commission (“CFTC”) today issued a notice that it has determined not to issue grandfather relief at this time to parties that petition the Commission to continue to operate in reliance upon the Commodity Exchange Act’s (“CEA’s”) exempt commodity exemption for bilateral swaps after the deletion of that provision from the CEA by the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”).
Quarterly Changes To The NASDAQ Q-50 Index

Date 10/09/2010

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) announced today the results of the quarterly re-ranking of the NASDAQ Q-50 Index (Nasdaq:NXTQ), which will become effective prior to market open on Monday, September 20, 2010.
Standard & Poor's Announces Changes In S&P/TSX Canadian Indices

Date 10/09/2010

Standard & Poor's Canadian Index Operations announces the following index changes as a result of the Quarterly S&P/TSX Composite Index Review.
BATS 1000 Index Rises 0.3% On Week - Second Consecutive Weekly Advance For Index; Eight Sectors Advance, Two Sectors Decline In Us Equities Benchmark

Date 10/09/2010

BATS Exchange’s BATS 1000SM Index (BATSK) was up 0.3% for the week ending September 10, the second consecutive weekly gain for the Index. The S&P 500 Index advanced 0.5% for the week.
Standard & Poor's Announces The Annual Review Of The S&P/TSX SmallCap Index

Date 10/09/2010

Standard & Poor's Canadian Index Operations announces the results of the annual review of the S&P/TSX SmallCap Index, which will become effective after the close of trading on Friday, September 17, 2010.

NYSE Group Inc. Issues Short Interest Report

Date 10/09/2010

The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of August 31, 2010.
Trinidad & Tobago Stock Exchange Market Holiday

Date 10/09/2010

Please be advised that Friday 10th September, 2010 is a public holiday and as a result there will be no trading on the Stock Exchange.
NYSE Amex Issues Short Interest Report

Date 10/09/2010

NYSE Amex (formerly known as NYSE Alternext US) today reported short interest as of the close of business on the settlement date of August 31, 2010.
NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date August 31, 2010

Date 10/09/2010

At the end of the settlement date of August 31, 2010, short interest in 2,391 NASDAQ Global Market(SM)securities totaled 7,272,092,128 shares compared with 6,904,086,531 shares in 2,398 Global Market issues reported for the prior settlement date of August 13, 2010. The end-of-August short interest represents 3.91 days average daily NASDAQ Global Market share volume for the reporting period, compared with 3.48 days for the prior reporting period.
SEC Approves Rules Expanding Stock-By-Stock Circuit Breakers And Clarifying Process For Breaking Erroneous Trades

Date 10/09/2010

The Securities and Exchange Commission today approved new rules submitted by the national securities exchanges and FINRA to expand a recently-adopted circuit breaker program to include all stocks in the Russell 1000 Index and certain exchange-traded funds. The SEC also approved new exchange and FINRA rules that clarify the process for breaking erroneous trades.