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Osaka Securities Exchange: Disciplinary Action On Transaction Participant: BNP Paribas Securities (Japan) Limited

Date 28/10/2009

Yesterday, OSE took disciplinary action on BNP Paribas Securities (Japan) Limited Tokyo Branch (hereinafter referred to as the "Branch") pursuant to Article 45 of the Regulations for Transaction Participants as follows. Disciplinary ActionOSE suspends all business, related to securities trading, etc. on the OSE market, of the Equities & Commodity Derivatives Division of the Branch from November 2 to November 16 (excluding business necessary for perform
5th KRX Listed Company IR And Expo To Be Held In Seoul, Korea From November 5 To 7

Date 28/10/2009

The 2009 KRX Listed Company IR and Expo is to be held in early November 2009, organized by the Korea Investor Relations Service and hosted by the Korea Exchange. During this event, various forums covering such themes as the green policy, green industries and Chinese economy will also be held.
Nomura Expands Its Electronic Trading Platform With Rollout Of Two New Products In Asia-Pacific

Date 27/10/2009

Nomura today announced the launch of two electronic trading products to further enhance its clients' equity trading needs: Nomura Cross (NX) and SmartDMA for the Japanese market.
Standard & Poor's Announces Changes In The S&P/TSX Venture Composite Index

Date 27/10/2009

Standard & Poor's will make the following changes in the S&P/TSX Venture Composite Index after the close of trading on Tuesday, October 27, 2009: The shares of Grey Island Systems International Inc. (TSXV:GIS) will be removed from the index. The company has been acquired via an Arrangement Agreement by WebTech Wireless Inc. (TSX:WEW). The shares of Sabina Silver Corporation (TSXVN:SBB) will trade under the new name Sabina Gold & Silver Corporation and the new CUSIP number 785246
Three Firms Recognized With Diversity Leadership Awards At SIFMA Annual Meeting - Recipients Include Edward Jones, Wells Fargo Advisors And Goldman Sachs

Date 27/10/2009

Today, at its Annual Meeting, the Securities Industry and Financial Markets Association (SIFMA) awarded Edward Jones, Wells Fargo Advisors and Goldman Sachs with its Diversity Leadership Awards.

Remarks Of Chairman Gary Gensler, Regulatory Update, Natural Gas Roundtable Luncheon, October 27, 2009

Date 27/10/2009

Good afternoon. It is a pleasure to be with you today at one of the defining moments in our nation’s financial history. I’d like to thank David Sweet for that kind introduction and the Natural Gas Roundtable for inviting me.
Speech By SEC Chairman Mary Schapiro: "The Road to Investor Confidence"

Date 27/10/2009

Opening Thank you for that kind introduction. And, thank you for inviting me here today. I wasn't yet Chairman of the SEC when you held your annual meeting last October. But that period in our nation's economy — and the events leading up to it — have shaped much of the past nine months for me. It's been an extremely active time at the SEC as we've tried to reenergize the agency, institute significant internal reforms and refocus on our core
NYSE Group Inc. Issues Short Interest Report

Date 27/10/2009

The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of October 15, 2009.
SIFMA’s Board Of Directors Announces Newly Elected Officers - Morgan Stanley’s Tom Nides Elected New Chairman

Date 27/10/2009

The board of directors of the Securities Industry and Financial Markets Association (SIFMA) today announced it has elected Thomas R. Nides, Chief Administrative Officer, Morgan Stanley, as the trade association’s chairman for 2010.
BM&FBOVESPA Launches Representative Office In London

Date 27/10/2009

The Brazilian Securities, Commodities and Futures Exchange – BM&FBOVESPA is setting up a representative office in London. The objective of the office is to promote the Brazilian equities and derivatives markets in Europe, Africa, and the Middle East. Besides the new office in the British capital, the Exchange also has representative offices in New York and Shanghai.