FTSE Mondo Visione Exchanges Index:
News Centre
-
BM&FBOVESPA: New Regulation - Changes To The Market Arbitration Panel Regulation
Date 26/10/2011
The Market Arbitration Panel (CAM - Câmara de Arbitragem do Mercado) is the most appropriate forum to settle both corporate and stock market disputes.
-
Speech By SEC Commissioner Luis A. Aguilar: “Obtaining Reliable Information Regarding Private Fund Advisers”
Date 26/10/2011
The Dodd-Frank Act requires the SEC and the CFTC to serve as conduits for collecting and delivering private fund information to the Federal Stability Oversight Council (FSOC). The process by which this recommendation arrived has been one of collaboration and consultation. Our staff worked in close consultation with the staff representing other FSOC members, as well as with the staff of foreign regulators.
-
European Banking Authority Report On How Undertakings Comply With Disclosure Requirements
Date 26/10/2011
The European Banking Authority (EBA) has published a report on how the financial undertakings in the EU comply with the requirements on capital adequacy and risk management disclosures (Pillar 3 requirements).
-
SEB To Pay Special Fine For Delayed Notification Of Major Shareholding Changes
Date 26/10/2011
Skandinaviska Enskilda Banken AB (SEB) will pay a special fine of SEK 20,000 for the late notification of a change in its holding in Netonnet AB.
-
SEC Halts Fraud By Purported Quant Hedge Fund Manager
Date 26/10/2011
The Securities and Exchange Commission today obtained an asset freeze against a Boston-area money manager and his investment advisory firm charged with misleading investors in a supposed quantitative hedge fund and diverting portions of investor money into his personal bank account.
-
CFTC Seeks To Revoke Or Suspend The Registration Of Raleigh Capital Management, Inc. - The Chicago-Based Registered Commodity Pool Operator Was Previously Found Liable For Fraud
Date 26/10/2011
The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a notice of intent to revoke or restrict the registration of Raleigh Capital Management, Inc. (RCM), a Chicago, Ill.-based commodity pool operator.
-
Statement Of EU Heads Of State Or Government
Date 26/10/2011
At today's meeting, in line with paragraph 7 of the European Council conclusions of 23 October concerning relations between the EU and the Euro area, the members of the European Council were informed by President Van Rompuy about the state of preparations of the Euro Summit that will take place later in the day
-
SEC Charges Traders In Fraudulent "Free-Riding" Scheme
Date 26/10/2011
The Securities and Exchange Commission today charged a pair of purported money managers with orchestrating an illegal “free-riding” scheme of selling stocks before they paid for them and netting $600,000 in illicit profits.
-
Remarks By President Of The European Council Herman Van Rompuy After The Meeting Of EU Heads Of State Or Government
Date 26/10/2011
At today's meeting, I informed the members of the European Council about the state ofpreparations of the Euro Summit that will take place later in the day.
-
CFTC Files Anti-Fraud Action Against Idahoan Michael Justin Hoopes For Operating A Multi-Million Dollar Ponzi Scheme That Defrauded Mostly Idaho Residents - Federal Court Judge Freezes Defendant’s Assets And Schedules Hearing On November 7
Date 26/10/2011
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil complaint charging Michael Justin Hoopes of Rexburg, Idaho, with fraud and misappropriation in connection with a commodity futures Ponzi scheme that defrauded Idaho residents, among others.
- First
- Previous
- 14389
- 14390
- 14391
- 14392
- 14393
- 14394
- 14395
- 14396
- 14397
- 14398
- 14399
- 14400
- 14401
- 14402
- 14403
- 14404
- 14405
- Next
- Last
