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Date 24/11/2010
National Stock Exchange Of Australia Newsletter - November 2010
In this issue: NSX Attends 2010 Excellence in Mining Conference Pegmont Mines 10 Year Anniversary Ricegrowers in Exclusive Deal Talks NSX Welcomes New Broker and Advisors
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Date 24/11/2010
Bursa Malaysia's Business Sustainability Programme Aims To Drive Higher Integration Of Sustainable Practices Amongst Malaysian Listed Companies
Bursa Malaysia today unveiled its inaugural Business Sustainability Programme in line with its call to Malaysian listed companies to integrate sustainability elements into their business strategies. The Prime Minister of Malaysia, Yang Amat Berhormat Dato' Sri Najib Tun Razak was on hand to launch the Programme as well as deliver the keynote address.
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Date 24/11/2010
Investment Bank Woodward Partners Becomes An NZX Sponsor
NZX today announced that New Zealand investment bank Woodward Partners has been accredited as an NZX Sponsor.
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Date 23/11/2010
SEC Announces Agenda And Panelists For Second Field Hearing On State Of Municipal Securities Markets - Hearing Scheduled For December 7 In Washington, D.C.
The Securities and Exchange Commission announced today that it will hold its second field hearing to examine the municipal securities markets at its Headquarters in Washington, D.C., on December 7. Topics will include market stability and liquidity, investor impact, and self-regulation.
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Date 23/11/2010
Statement On Support Of Advanced Notice Of Proposed Rulemaking On The Authority To Designate Financial Market Utilities As Systemically Important - CFTC Chairman Gary Gensler
I support the advanced notice of proposed rulemaking on the Authority to Designate Financial Market Utilities as Systematically Important. It is an important step in fulfilling the requirements of the Dodd-Frank Act to ensure that there is robust oversight and risk management of financial market utilities including clearinghouses.
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Date 23/11/2010
NYSE Euronext Exchanges Update: Consolidated Market Data Latency To Fall Below One Millisecond Next Year
In a post on the NYSE Euronext Exchanges blog from Colin Clark, Senior VP of Strategic Analysis and Market Data said: “Consolidated Market Data Latency to Fall Below One Millisecond Next Year.”
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Date 23/11/2010
Remarks, Woodrow Wilson School Of Public And International Affairs, Financial Institutions And Regulation Colloquium, Princeton, NJ, CFTC Chairman Gary Gensler
Good afternoon. I thank Princeton University, the Woodrow Wilson School of Public and International Affairs and Governor Corzine for inviting me to speak today at the Financial Institutions and Regulation Colloquium.
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Date 23/11/2010
Options Clearing Corporation And Options Call Center Closed On November 25
The OCC and the Options Call Center will be closed on November 25, 2010.
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Date 23/11/2010
Federal Court Enters Preliminary Injunctions Against South Carolina Defendant Ronald E. Satterfield, His Companies And Michigan Resident Nicholas Bos, Charged With Operating A Multi-Million Dollar Foreign Currency Ponzi Scheme - Earlier, The Court Froze D
The U.S. Commodity Futures Trading Commission (CFTC) announced today that on November 22, 2010, it obtained consent preliminary injunction orders against defendants Ronald E. Satterfield of Charleston, S.C., his South Carolina-based companies, Graham Street Forex Group, LLC and Shore-2-Summit Financial, LLC, Nicholas Bos of Ludington, Mich., and relief defendant Patricia L. Bos.
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Date 23/11/2010
Former Comverse CEO Agrees To $53 Million Settlement Of Options Backdating Charges
The Securities and Exchange Commission today announced that Comverse Technology, Inc. co-founder Jacob "Kobi" Alexander has agreed to a $53.6 million settlement of SEC charges against him in Comverse’s long-running options backdating scheme. He also will be barred permanently from serving as an officer or director of a public company.
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