News Centre

Hong Kong's Securities And Futures Commission: Broker Convicted Of Market Manipulation

Date 26/01/2012

A licensed broker Mr Chan Yuk Hing was today convicted of one charge of false trading after he pleaded guilty at the Eastern Magistrates’ Court (Note 1). 

New Zealand's Financial Markets Authority To Issue Guidance On Effective Disclosure In Offer Documents

Date 26/01/2012

The Financial Markets Authority today published draft guidance for securities issuers, directors and their advisers on how to prepare and present effective prospectuses and investment statements.

SIX Swiss Exchange fines Altin Ltd

Date 26/01/2012

The Sanction Commission of SIX Swiss Exchange has announced a finefor Altin Ltd of CHF 100,000 as a result of breaches of the rules on ad hoc publicity and the disclosure obligations of the Directive on Corporate Governance. All breaches relate to the company's 2009 annual report.

SIX Securities Services: Terravis Enables Electronic Business Transactions Between Land Registries, Notary’s Offices And Banks

Date 26/01/2012

The Terravis electronic business transaction service has been launched inthe Canton of Thurgau. As part of a pilot project, real estate transactions between land registries, notary’s offices and banks can for the first time be concluded via a single interface.

Amendments To Global AMF Futures Individual Contract Specifications, AMF Contract Terms And Administrative Procedures And NZX Derivatives Market Procedures

Date 26/01/2012

GlobalDairyTrade (“GDT”) has expanded its Anhydrous Milk Fat (“AMF”) Regular grade offering to include Fonterra product from both New Zealand and Australia. This means that anyone winning Regular grade product may be shipped AMF from either Fonterra Australia or Fonterra New Zealand – there is no ability to select the country of origin. This change came into effect in August 2011 and was announced on the GDT website.

Tokyo Grain Exchange SPAN Parameters Effective From February 1, 2012 To February 15, 2012

Date 26/01/2012

Standard & Poor's Announces Changes In The S&P/TSX Canadian Indices

Date 25/01/2012

Standard & Poor's will make the following changes in the S&P/TSX Canadian Indices:

The shareholders of Minera Andes Inc. (TSX:MAI) and US Gold Corp. (NYSE:UXG) have approved the business combination between the two companies. Minera Andes will be removed from the S&P/TSX Global Mining Index after the close of Thursday, January 26, 2012. Following the acquisition of Minera Andes Inc., US Gold Corp. will change its name to McEwen Mining Inc. and its ticker symbol to MUX. The GICS classification of US Gold Corp. will change from 15104030 to 15104040 effective at the same time as the acquisition of Minera Andes. US Gold Corp. will be removed from the S&P/TSX Global Gold Index as a result of the GICS change. The relative weight of McEwen Mining Inc. will increase in the S&P/TSX Global Mining Index to reflect the issuance of shares as part of the acquisition of Minera Andes Inc.

NYSE Group Inc. Issues Short Interest Report

Date 25/01/2012

The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of January 13, 2012.

NASDAQ Announces Mid-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date January 13, 2012

Date 25/01/2012

At the end of the settlement date of January 13, 2012, short interest in 2,267 NASDAQ Global Market^SM securities totaled 6,699,994,804 shares compared with 6,433,379,539 shares in 2,271 Global Market issues reported for the prior settlement date of December 30, 2011. The mid-January short interest represents 5.31 days average daily NASDAQ Global Market share volume for the reporting period, compared with 3.60 days for the prior reporting period.

NYSE Amex Issues Short Interest Report

Date 25/01/2012

NYSE Amex (formerly known as NYSE Alternext US) today reported short interest as of the close of business on the settlement date of January 13, 2012.