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Date 03/11/2010
TMX Group Top 20 Largest Consolidated Short Position Report - October 31, 201
Please find below the Top 20 Largest Consolidated Short Position Report Highlights. The report is produced twice monthly, effective the 15th and the end of each month. The report below covers the 2-week period ending October 31, 2010.
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Date 03/11/2010
Speech By SEC Commissioner: Opening Statement At The SEC Open Meeting: Item 3 — Whistleblower Program - Chairman Mary L. Schapiro
We will consider a proposal to implement a whistleblower program as required by Section 924(a) of the Dodd-Frank Act.
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Date 03/11/2010
Remarks Before FIA Futures And Options Expo, Chicago, IL - CFTC Chairman Gary Gensler
Good morning. I thank the Futures Industry Association for inviting me to speak today, and I thank John Damgard for that very kind introduction. Since I last spoke before the FIA, Congress passed historic reform to bring comprehensive oversight to the swaps marketplace.
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Date 03/11/2010
Speech By SEC Chairman Mary L. Schapiro: Opening Statement At The SEC Open Meeting: Item 2 — Preventing Fraud In Connection With Security-Based Swaps
Next, we will consider a proposal designed to prevent fraud, manipulation, and deception in connection with security-based swaps. This proposal originates from Title VII of the Dodd-Frank Act, which generally authorizes the Commission to regulate security-based swaps.
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Date 03/11/2010
CFTC To Hold Open Meeting On Fourth Series Of Proposed Rules Under The Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Wednesday, November 10, 2010, at 1:00 p.m. to consider the issuance of the following proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act: Registration of Foreign Boards of Trade; Registration of swap dealers and major swap participants; Implementation of the Whistleblower provisions
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Date 03/11/2010
Speech By SEC Chairman Mary L. Schapiro: Opening Statement At The SEC Open Meeting: Item 1 — Market Access
Good Morning. This is an open meeting of the U.S. Securities and Exchange Commission on November 3, 2010.
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Date 03/11/2010
CESR Announces Two Vacancies, For EU HR Officer And EU Procurement Officer
Candidates are invited to submit their applications by 19 November 2010.
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Date 03/11/2010
TMX Group Consolidated Trading Statistics October 2010
TMX Group Inc. today announced October 2010 trading statistics for its diversified group of exchanges - Toronto Stock Exchange, TSX Venture Exchange, Montreal Exchange and Natural Gas Exchange (NGX).
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Date 03/11/2010
Thirty Nine (39) Out Of Forty (40) Listed Companies On The Palestine Exchange (PEX) Disclosed Their Financial Results For The Third Quarter Of 2010
Mr. Ahmad Aweidah, Chief Executive Officer of the Palestine Exchange (PEX) announced that thirty nine (39) listed companies on the PEX out of forty (40) including one suspended company disclosed their third quarter financial results for the year 2010, whereas another suspended company has not disclosed its results.
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Date 03/11/2010
Fidessa Publishes White Paper On Development Of Trading Technology For Latin America - Discusses Technology’s Role In Driving Trade Volume To The Region
Fidessa group plc (LSE:FDSA) the leading provider of trading systems, market data and connectivity to buy-sides and sell-sides globally, has today announced the publication of a new white paper on the increasingly critical role that technology plays in reinforcing wholesale markets and attracting foreign investors to Latin America. The paper, entitled The Development of Trading Technology for Latin America, stresses that as the pool of brokers becomes broader and deeper, more sophisti
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