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CastleOak Securities L.P., Davy And Norges Bank Investment Management Join Sustainable Trading
Date 15/11/2023
After a busy and productive year, Sustainable Trading, the non-profit organisation dedicated to transforming Environmental, Social and Governance practices in the financial markets trading industry, today welcomes three more firms into the membership network.
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Tehran Securities Exchange Participates In FEAS 38th General Assembly
Date 15/11/2023
The 38th FEAS General Assembly Meeting was held on Tuesday, 14 November 2023 in Almaty, the capital of Kazakhstan, and Tehran Securities Exchange proposed the creation of a joint platform for quick and timely communication among members.
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Cboe Japan Completes Successful Technology Migration
Date 15/11/2023
- Cboe Japan has successfully completed the transition to Cboe technology on November 13, 2023, marking completion of a two-year integration effort.
- The technology migration follows Cboe's acquisition of Chi-X Japan in July 2021 and will serve as the foundation to help Cboe expand in Japan and Asia-Pacific.
- Cboe BIDS Japan, is the migration of Kai-X, making it the second BIDS Trading offering in the Asia-Pacific region.
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Monetary Authority Of Singapore Partners Industry To Develop Generative AI Risk Framework For The Financial Sector
Date 15/11/2023
The Monetary Authority of Singapore (MAS) today announced the successful conclusion of phase one of Project MindForge
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Building Consensus And Embracing Collaboration: Opening Of The Shanghai Stock Exchange Global Investors Conference 2023
Date 15/11/2023
On November 15, 2023, the Shanghai Stock Exchange (SSE) Global Investors Conference 2023 kicked off in Shanghai. Fang Xinghai, Vice Chairman of the China Securities Regulatory Commission (CSRC), Xie Dong, Vice Mayor of Shanghai, and Qiu Yong, Chairman of the SSE, delivered speeches at the opening ceremony, which was moderated by SSE President Cai Jianchun. Under the theme of "Building a New Development Paradigm and Promoting High-Quality Development", this conference attracted representatives from over 150 well-known domestic and global investment institutions. They came together to explore market, investment, and growth opportunities in China, build consensus on long-term optimism for the Chinese market, and discuss the high-quality development of the capital market. This conference serves as another important measure by the SSE to implement the spirit of the Central Financial Work Conference in promoting high-quality development of the financial market.
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Dalian Commodity Exchange: Notice On Adjusting Trading Limits And Trading Margin On Iron Ore Futures Contracts
Date 15/11/2023
According to the Measures for Risk Management of Dalian Commodity Exchange, Dalian Commodity Exchange (DCE) has decided upon discussion that the exchange shall adjust the trading limits and trading margins of Iron Ore futures contracts as follows:
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Hong Kong Securities And Futures Commission Obtains Court Orders Against Former Chairman Of Kong Sun Holdings Limited And China Sandi Holdings Limited
Date 15/11/2023
The Securities and Futures Commission (SFC) has obtained disqualification and compensation orders in the Court of First Instance against former chairman and executive director of Kong Sun Holdings Limited (Kong Sun) and China Sandi Holdings Limited (China Sandi), Mr Tse On Kin, who admitted that he fraudulently obtained a secret profit out of the Kong Sun share placement and shares of China Sandi at a discounted price in a placement.
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Monetary Authority Of Singapore Partners Financial Industry To Expand Asset Tokenisation Initiatives
Date 15/11/2023
The Monetary Authority of Singapore (MAS) today announced that it is working with the financial industry to expand asset tokenisation initiatives and develop foundational capabilities to scale tokenised markets. These developments under Project Guardian will catalyse the institutional adoption of digital assets, with the aim of freeing up liquidity, unlocking investment opportunities, and increasing the efficiency of financial markets.
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ASIC Targets Misconduct In Superannuation Sector
Date 15/11/2023
ASIC will look to take strong, targeted enforcement action in the coming months and into 2024, as part of its focus on member outcomes in the superannuation sector.
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New Zealand Financial Markets Authority Opens Consultation On Fair Outcomes For Consumers And Markets
Date 15/11/2023
The Financial Markets Authority – Te Mana Tātai Hokohoko – has opened consultation on its approach to outcomes focused regulation, including the fair outcomes for consumers and markets it wants to see financial service providers focus on. The FMA welcomes feedback from all its stakeholders.
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