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SEC Staff And FINRA Issue Risk Alert On Broker-Dealer Branch Office Inspections

Date 30/11/2011

The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) today issued a Risk Alert and a Regulatory Notice on broker-dealer branch inspections, and offered suggestions to help securities industry firms better perform this key supervisory function.
TMX Datalinx™ And QuoteMedia Partner To Provide Canadian Issuer Web Solutions - Providing Issuers With Customized Stock Quotes, News, Charts And More For Their Website Needs

Date 30/11/2011

TMX Datalinx™, TMX Group's Information Services division, and QuoteMedia Inc., today announced that QuoteMedia has been selected as TMX Datalinx's provider of issuer data solutions for Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV) listed companies.
CFTC Charges Mississippi Residents Gary And Bradley Futch And Their Company, Tradewind Investments, LLC, With Commodity Options Fraud - Defendants’ Clients Lost All Of Their Investments Totaling Over $5 Million

Date 30/11/2011

The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of an enforcement action charging Gary Futch and his son, Bradley A. Futch, both of Meridian, Miss., and their firm Tradewind Investments, LLC (Tradewind), with commodity options fraud. Tradewind was registered as a Commodity Trading Advisor from February 2008 through June 2009.
TMX Group Statement On Toronto Stock Exchange Technical Issues - All Symbols Are Now Trading Normally

Date 30/11/2011

This morning, Toronto Stock Exchange experienced technical difficulties with symbols beginning with M to Z. Our initial investigation indicated that a problem occurred as the market moved from the pre-open session to the market opening
Best Practices On Co-Operation Between EU National Competition Authorities In Merger Investigations

Date 30/11/2011

The EU Merger Working Group - which comprises national competition authorities with responsibility for merger review from the EU Member States and EFTA states as well as the European Commission - has published best practices which set out general principles for co-operation between national competition authorities when reviewing multi-jurisdictional mergers.

TSX Technical Difficulties – 11:15AM Update

Date 30/11/2011

Toronto Stock Exchange experiencing technical difficulties with symbols beginning with M to Z. These symbols have now opened.
NYSE Liffe Lists Equity Options On Ackermans & Van Haaren

Date 30/11/2011

Today NYSE Liffe, the Europe-based derivatives business of NYSE Euronext (NYX), added options on the shares of Ackermans & van Haaren , a holding company active in dredging and construction, financial services, real estate, energy and materials and private equity, to its highly successful range of equity option classes. The options are available on the Brussels derivatives market of NYSE Liffe.
TSX Experiencing Technical Difficulties – 11:00AM Update

Date 30/11/2011

Toronto Stock Exchange has been experiencing technical difficulties with symbols beginning with M to Z. These symbols have been moved into pre-open.
ESMA Announces A Vacancy For An Officer For Corporate Finance - SNE

Date 30/11/2011

For further information, please click here.
Toronto Stock Exchange Experiencing Technical Difficulties

Date 30/11/2011

Toronto Stock Exchange is currently experiencing technical difficulties with symbols beginning with M to Z. An investigation is currently underway. We will provide more updates as information becomes available.