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  • NYSE Amex Issues Short Interest Report

    Date 09/05/2012

    NYSE Amex (formerly known as NYSE Alternext US) today reported short interest as of the close of business on the settlement date of April 30, 2012.

  • "The Thing Is": Speech Of CFTC Commissioner Bart Chilton Before Citizens For Financial Reform, Washington, DC

    Date 09/05/2012

    Introduction

    Thank you for the introduction. I appreciate the opportunity to be with you today to discuss cost/benefit analysis (CBAs). As we know, this has been the matter of lawsuits and countless meetings in the wake of the passage of the Wall Street Reform and Consumer Protection Act, otherwise known as Dodd-Frank. It is an important topic.

  • SS&C Announces Closing Of Acquisition Of Thomson Reuters’ Portia Business

    Date 09/05/2012

    SS&C Technologies Holdings, Inc. (NASDAQ: SSNC), a global provider of financial services software and software-enabled services, today announced the completion of its acquisition of the assets of Thomson Reuters’ PORTIA® business, including an industry leading middle-to-back office investment operations platform, pursuant to the terms of its definitive asset purchase agreement with Thomson Reuters. The asset purchase agreement was previously announced on February 29, 2012.

  • SEC Charges Deloitte & Touche In Shanghai With Violating U.S. Securities Laws In Refusal To Produce Documents

    Date 09/05/2012

    The Securities and Exchange Commission today announced an enforcement action against Shanghai-based Deloitte Touche Tohmatsu CPA Ltd. for its refusal to provide the agency with audit work papers related to a China-based company under investigation for potential accounting fraud against U.S. investors.

  • CFTC Charges New York Firm Madison Dean, Inc., And Its Principals, George Athanasatos And Laurence Dodge, With Forex Fraud

    Date 09/05/2012

    The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement action in the U.S. District Court for the Eastern District of New York charging Madison Dean, Inc. (Madison Dean), of Wantagh, N.Y., and its principals, George Athanasatos, also of Wantagh, and Laurence Dodge of Fresh Meadows, N.Y., with fraudulently soliciting approximately 19 persons to invest approximately $415,000 in managed trading accounts to trade off-exchange foreign currency (forex) contracts on a leverage or margined basis. None of the defendants has ever been registered with the CFTC.

  • SEC Charges Former Detroit Officials And Investment Adviser To City Pension Funds In Influence Peddling Scheme

    Date 09/05/2012

    The Securities and Exchange Commission today charged former Detroit mayor Kwame M. Kilpatrick, former city treasurer Jeffrey W. Beasley, and the investment adviser to the city’s public pension funds involved in a secret exchange of lavish gifts to peddle influence over the funds’ investment process.

  • NYSE: Top General Counsel Honored During Annual Legal Recognition Dinner - Corporate Board Member And FTI Consulting Highlight Corporate Legal Leaders At Awards Dinner In New York City

    Date 09/05/2012

    Corporate Board Member, publisher of Corporate Board Member magazine, and  global business advisory firm FTI Consulting, Inc. (NYSE: FCN ) hosted the fifth annual Legal Recognition  Dinner  last tonight at the Grand Hyatt in New York City, honoring distinguished  general counsel (GC) and the top 25 national corporate law firms. The winners  were selected by directors and general counsel of publicly traded companies as a  part of the 12th annual America’s Best Corporate Law Firms study.

  • Federation Of Euro-Asian Stock Exchanges April Newsletter

    Date 09/05/2012

    • Represented by its Chief  Executive Mr. Rashed Al Baloushi, Abu  Dhabi  Securities Exchange (ADX) participated in the 2nd Sharjah Business Forum which was held in Sharjah 25- 26 April, 2012. The Forum was organized by Sharjah Chamber of  Commerce and  Industry.
    • The Egyptian Exchange (EGX) opened its new administrative headquarter in Smart Village, a business zone on the western edge of Cairo.

  • SGX-ST Fully And Substantively Accorded Mr Yeap Wai Kong A Fair Hearing

    Date 09/05/2012

    The Singapore High Court has dismissed the application of Mr Yeap Wai Kong, a former director of China Sky Chemical Fibre Co Limited (China Sky), to quash the SGX-Securities Trading Limited’s (SGX-ST) public reprimand of him on 16 December 2011. The High Court found that the SGX-ST fully and substantively accorded Mr Yeap a fair hearing by giving him notice of its intention to reprimand, particulars of the case against him and full opportunities to be heard.

  • Markit To Acquire Cadis

    Date 09/05/2012

    Markit has today agreed to acquire Cadis, the global enterprise data management specialist. The need for enterprise data management (EDM) services has never been greater and Markit is excited to extend its offering into this critical area.

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