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  • SIFMA Statement On Marketplace Fairness Act

    Date 22/04/2013

    SIFMA today released the following statement from Acting President and CEO Kenneth E. Bentsen, Jr. ahead of Senate consideration of the Marketplace Fairness Act.

  • SEC Announces Agenda For May 1 Meeting Of Advisory Committee On Small And Emerging Companies

    Date 22/04/2013

    The Securities and Exchange Commission today announced the agenda for a meeting of its Advisory Committee on Small and Emerging Companies on Wednesday, May 1.

  • Statement By US Treasury Secretary Jacob J. Lew At The International Monetary Financial Committee (IMFC) Meeting

    Date 22/04/2013

    This is not a time for complacency. Tail risks have receded recently, but global growth remains weak, and unemployment is still too high. Strengthening global demand is imperative and must be at the top of our agenda. Much more needs to be done to promote effective global rebalancing, which requires stronger demand in surplus countries and continued progress toward greater exchange rate flexibility, as well as continued efforts in deficit countries to raise national saving.

  • Susan Axelrod Named FINRA's Executive Vice President Of Regulatory Operations

    Date 22/04/2013

    The Financial Industry Regulatory Authority (FINRA) announced today that Susan Axelrod will become FINRA's Executive Vice President of Regulatory Operations. In this role, Axelrod will oversee Enforcement, the Office of Fraud Detection and Market Intelligence and Member Regulation (Sales Practice, Risk Oversight and Operational Regulation and Shared Services). Axelrod previously was the head of FINRA's Member Regulation Sales Practice area. Mike Rufino, Chief Operating Officer of Member Regulation – Sales Practice, will assume the role of acting head of the Sales Practice group.

  • Financial Stability Oversight Council (FSOC) To Meet April 25

    Date 22/04/2013

    On Thursday, April 25, 2013, Secretary Jacob J. Lew will preside over an open session of the Financial Stability Oversight Council. The Council will vote on its annual report, which will describe the activities of the Council, outline significant financial market and regulatory developments, analyze potential emerging threats to financial stability, and make relevant recommendations.