FTSE Mondo Visione Exchanges Index:
News Centre
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Date 13/10/2011
SIX Exchange Regulation: Investigation Against Credit Suisse Group Ltd
SIX Exchange Regulation initiates an investigation against Credit Suisse Group Ltd on the grounds of possible breaches of the rules governing the disclosure of management transactions.
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Date 13/10/2011
Speech By SEC Commissioner Troy A. Paredes: Statement At Open Meeting To Propose Rules Regarding Registration Of Security-Based Swap Dealers And Major Security-Based Swap Participants
Thank you, Chairman Schapiro.
I join my colleagues in thanking the staff for your work on this rulemaking.
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Date 13/10/2011
Tokyo Grain Exchange: The Grading Table For Rice Applicable From The April 2012 Contract Month To The September 2012 Contract Months
The Grading Table for Rice Applicable from the April 2012 Contract Month to the September 2012 Contract Months
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Date 13/10/2011
S&P/ASX Australian Fixed Income Index Series Launched - A Comprehensive Benchmark Series That Is Independent, Transparent and local
S&P Indices and the Australian Securities Exchange (ASX) today launched a comprehensive package of benchmarking tools for fixed interest investments in Australia: The S&P/ASX Australian Fixed Income Index Series.
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Date 13/10/2011
Speech By SEC Commissioner Troy A. Paredes: Statement At Open Meeting To Propose Rules Regarding Prohibitions And Restrictions On Proprietary Trading And Certain Interests In, And Relationships With, Hedge Funds And Private Equity Funds (The "Volcker Rule")
Thank you, Chairman Schapiro.
The recommendation before us is to propose rule amendments to implement the “Volcker Rule” pursuant to Section 619 of Dodd-Frank. I am willing to support the recommendation in the interest of getting the benefit of commenters’ input, but I have significant reservations with the proposal.
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Date 13/10/2011
SIFMA Statement On Approval Of Free Trade Agreements
SIFMA today released the following statement from Kenneth E. Bentsen Jr., executive vice president, public policy and advocacy after the United States Senate and House of Representatives approved pending trade agreements with Panama, Colombia, and South Korea.
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Date 13/10/2011
Speech by SEC Commissioner Luis A. Aguilar: Regulating Key Players In Security-Based Swaps
In light of the critical role played by unregulated derivatives in the financial crisis of 2008, Congress created a comprehensive regulatory regime for derivatives in Title VII of the Dodd-Frank Act designed to promote, among other things, the financial stability of the United States by improving accountability and transparency in the financial system. However, this regulatory regime cannot go into effect until the primary regulators promulgate and adopt rules that implement this regime. One component of these Title VII reforms is the requirement that security-based swap dealers and major security-based swap participants register and be overseen by the Commission.
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Date 13/10/2011
ITRS Group Opens New Development Centre In Manila
ITRS Group plc, the leading global provider of predictive, real-time monitoring and proactive application performance management products to the world’s financial community, is proud to announce the opening of its new development centre in Manila, the Philippines. The launch party will be held at the Shangri La.
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Date 12/10/2011
Speech By SEC Commissioner Luis A. Aguilar: Protecting The Financial System And Aligning The Interests Of Banks And Their Customers
In the years leading up to the financial crisis, the largest banks in America came to rely on proprietary trading to generate an ever greater percentage of their revenues. The financial crisis subsequently demonstrated how this trading contributed to the banks’ vulnerability, and put the American financial system at risk. As market conditions deteriorated, trading losses increased exponentially and undermined the banks’ capital. No one can forget that the banks were rescued from the brink of failure by the commitment of hundreds of billions of taxpayer dollars. Also, as a recent Commission case demonstrated, propriety trading creates the opportunity for banking entities to increase their profits by misusing client trade information.
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Date 12/10/2011
Speech By SEC Commissioner Elisse B. Walter: Opening Remarks Regarding The Registration Of Security-Based Swap Dealers And Major Security-Based Swap Participants - Proposed Rules 15Fb1-1 Through 15Fb6-1
I. Introduction
Thank you, Chairman Schapiro. I, too, would like to thank the staff for its hard work on the proposal before us today. In particular, I’d like to thank Bonnie Gauch, Joe Furey, and Nathaniel Stankard of the Division of Trading and Markets for their tireless effort and unyielding professionalism relating to this and many other matters. And, I’d like to thank David Blass and say how good it is to see you here in your new capacity as Chief Counsel of the Division. I’d also like to thank the staff of the Office of Compliance Inspections and Examinations for their critical input into this proposal. I truly appreciate all the effort reflected in this important release and, in particular, your responsiveness to my questions and comments. Last, but not least, I’d like to thank my counsel, Brian Murphy, who has done such exceptional work on this matter.
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