FTSE Mondo Visione Exchanges Index: 99,514.94 +47.97
News Centre
-
DTCC Launches Corporate Actions Iso 20022 Pilot For Entire Lifecycle Of Distribution Events
Date 26/09/2012
The Depository Trust & Clearing Corporation (DTCC) today announced it has launched a new corporate actions pilot program testing ISO 20022 messages that covers the entire lifecycle for distribution events, beginning with entitlements and payments and later moving on to instructions.
-
NASDAQ Announces Mid-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date September 14, 2012
Date 25/09/2012
At the end of the settlement date of September 14, 2012, short interest in 2,197 NASDAQ Global Market(SM) securities totaled 7,235,608,369 shares compared with 7,216,092,351 shares in 2,200 Global Market issues reported for the prior settlement date of August 31, 2012. The mid-September short interest represents 5.13 days average daily NASDAQ Global Market share volume for the reporting period, compared with 4.85 days for the prior reporting period.
-
NYSE Group Inc. Issues Short Interest Report
Date 25/09/2012
The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of September 14, 2012.
-
CFTC Orders China-based Weidong Ge And Sheenson Investments, Ltd. To Pay $1.5 Million In Monetary Sanctions For Violating Speculative Position Limits In Cotton And Soybean Futures
Date 25/09/2012
The U.S. Commodity Futures Trading Commission (CFTC) today announced that Weidong Ge(Ge) and Sheenson Investments, Ltd. (Sheenson), both of Shanghai, China, agreed to pay disgorgement of $1 million and a $500,000 civil monetary penalty to settle CFTC charges that they exceeded speculative position limits in Soybean Oil and Cotton No. 2 futures contracts.
-
NYSE MKT Issues Short Interest Report
Date 25/09/2012
NYSE MKT (formerly known as NYSE Amex) today reported short interest as of the close of business on the settlement date of September 14, 2012.
-
ISDA Response To UK HMT Consultation On Broadening The Special Resolution Regime Into Non-Bank Financial Institutions
Date 25/09/2012
Click here to download ISDA's response to the UK HMT consultation on broadening the special resolution regime into non-bank financial institutions.
-
CFTC Seeks To Revoke Registrations Of Nevada Resident Gordon A. Driver And his Company, Axcess Fund Management LLC
Date 25/09/2012
The U.S. Commodity Futures Trading Commission (CFTC) today filed a notice of intent to revoke the registrations of Gordon A. Driver and Axcess Fund Management LLC (Axcess Fund). Driver, a resident of Las Vegas, Nev., is registered with the CFTC as an Associated Person and is the sole principal of Axcess Fund, which is a registered Commodity Pool Operator.
-
SEC Charges Bank Executives in Nebraska With Understating Losses During Financial Crisis
Date 25/09/2012
The Securities and Exchange Commission today charged three former bank executives in Nebraska for participating in a scheme to understate millions of dollars in losses and mislead investors and federal regulators at the height of the financial crisis. One of the executives and his son also are charged with insider trading.
-
CFTC Charges Wisconsin Resident Eric N. Schmickle And His Company, Q Wealth Management Inc., With Operating A $5.3 Million Commodity Futures Fraud
Date 25/09/2012
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a civil enforcement action against Cedarburg, Wisconsin resident Eric N. Schmickle and his company,Q Wealth Management Inc. The CFTC complaint charges Schmickle and Q Wealth Management with operating a commodity futures Ponzi scheme. The complaint alleges that the defendants made misrepresentations to induce investment, misappropriated customer funds, and created and sent false account statements, invoices for commission, and tax forms.
-
Steven Maijoor, Chair Of ESMA, Spoke At The EFAMA Investment Management Forum
Date 25/09/2012
Please click here to download the speech given today by Steven Maijoor, at the EFAMA Investment Managment Forum 2012, in Brussels.
- First
- Previous
- 13121
- 13122
- 13123
- 13124
- 13125
- 13126
- 13127
- 13128
- 13129
- 13130
- 13131
- 13132
- 13133
- 13134
- 13135
- 13136
- 13137
- Next
- Last