News Centre

Deutsche Börse Changes Sector Classification Of Osram Licht AG - DAXsubsector Indices And Monthly Ranking Lists Updated To Reflect Change

Date 21/08/2013

Deutsche Börse today announced that the sector classification of Osram Licht AG (ISIN: DE000LED4000) will change from Advanced Industrial Equipment (Tech) to Industrials, Diversified (Classic), effective immediately. As a result, Osram Licht AG will move from the TecDAX monthly ranking list to the MDAX monthly ranking list, starting in August 2013.

ASIC Guidance On Rules For ASX 24

Date 21/08/2013

ASIC has released regulatory guidance on the market integrity rules for the Australian Securities Exchange Limited derivatives market (ASX 24).

SGX Annual Report 2013 Is Published!

Date 21/08/2013

The SGX Annual Report 2013 is published and available on the link below.

http://investorrelations.sgx.com/annuals.cfm

ASIC Publishes Sixth Market Supervision Report

Date 21/08/2013

ASIC today published its sixth report on the supervision of Australian financial markets and market participants.

SGX Partners Singapore Management University To Enhance Investment Knowledge Of Students And Professionals

Date 21/08/2013

Singapore Exchange (SGX) and Singapore Management University (SMU) are partnering to enhance the investment knowledge of SMU business students, investment professionals and the public.  Focusing on listed securities, the collaboration will benefit all undergraduate and postgraduate students taking finance-related programmes at SMU. 

Jane Jarcho Named Head Of SEC’s Investment Adviser/Investment Company Examination Program

Date 20/08/2013

The Securities and Exchange Commission today announced that Jane E. Jarcho has been named as the National Associate Director of the Investment Adviser/Investment Company examination program in the Office of Compliance Inspections and Examinations (OCIE).  She will oversee a staff of approximately 450 lawyers, accountants, and examiners responsible for inspections of U.S.-registered investment advisers and investment companies.

ISDA 2013 EMIR Portfolio Reconciliation, Dispute Resolution And Disclosure Standard Amendment Agreement

Date 20/08/2013

The ISDA Standard Amendment Agreement – 2013 EMIR Portfolio Reconciliation, Dispute Resolution and Disclosure Form has been posted on the ISDA EMIR page.

ESMA Publishes Opinion On Draft Regulatory Technical Standards On Types Of AIFMs

Date 20/08/2013

The European Securities and Markets Authority (ESMA) submitted its formal opinion to the European Commission on 13 August, in response to the letter received on 8 July, on draft regulatory technical standards under Article 4(4) of Directive 2011/61/EU. The opinion was issued in accordance with Article 10(1) sixth subparagraph of Regulation (EU) No 1095/2010.

TMX Quantum XA Implementation On TMX Select Complete

Date 20/08/2013

TMX Group today announced the successful implementation of its new high performance trading engine, TMX Quantum XA™, on TMX Select. The final group of symbols commenced trading on the new technology at the opening of the market yesterday, completing the phased migration.

FINRA Warns Investors Of Marijuana Stock Scams

Date 20/08/2013

The Financial Industry Regulatory Authority (FINRA) issued a new Investor Alert called Marijuana Stock Scams to warn investors about potential related scams. Medical marijuana is legal in almost 20 states, and recreational use of the drug was recently legalized in two states. As a result, the cannabis business has been getting a lot of attention – including the attention of scammers. Like many investment scams, pitches for marijuana stocks may arrive in a variety of ways – from faxes to email or text message invitations, to webinars, infomercials, tweets or blog posts.