FTSE Mondo Visione Exchanges Index:
News Centre
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TMX Group Consolidated Trading Statistics – November 2012 - Toronto Stock Exchange, TSX Venture Exchange, TMX Select, Alpha, Montreal Exchange, NGX
Date 04/12/2012
TMX Group Limited today announced November 2012 trading statistics for its diversified group of exchanges – Toronto Stock Exchange, TSX Venture Exchange, Montreal Exchange (MX), Natural Gas Exchange (NGX), TMX Select and Alpha.
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CFTC Files Complaint In Federal Court Against Eric Moncada, BES Capital LLC, And Serdika LLC Alleging Attempted Manipulation Of Wheat Futures Contract Prices, Fictitious Sales, And Non-Competitive Transactions - CFTC Seeks Civil Monetary Penalties, Trading And Registration Bans, And Permanent Injunctions
Date 04/12/2012
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a complaint in the U.S. District Court for the Southern District of New York charging Eric Moncada(Moncada), a CFTC-registered floor broker, BES Capital LLC (BES), and Serdika LLC (Serdika) with attempted manipulation of prices of the December 2009 #2 Soft Red Winter Wheat futures contract (December 2009 Wheat Futures Contract) traded on the Chicago Board of Trade (CBOT). The CFTC complaint alleges that Moncada engaged in this unlawful conduct as an employee or agent of both BES and Serdika on numerous days in October 2009.
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BM&FBOVESPA Hosts Ibero-American Federation Of Exchanges (FIAB) Seminar With Focus On Financial Education - FIAB Launches The “São Paulo Declaration” Which Seeks To Draw The Region’s Exchanges Closer Through A Collaborative Network
Date 04/12/2012
The “Exchanges and the Market Popularization Initiatives for Retail” international seminar was held last afternoon at BM&FBOVESPA headquarters and was attended by representatives from Latin American exchanges, brokerage houses, regulatory bodies, self-regulatory organizations and financial education institutes. The event is part of the annual seminars agenda of the Ibero-American Federation of Exchanges (FIAB) and aims at discussing ways to attract more participants such as investors, issuers and intermediaries, among other publics.
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"ESMA's Role In Markets Reform" - Speech By Verena Ross, ESMA Executive Director At The ICI Global Trading And Market Structure Conference In London
Date 04/12/2012
Verena Ross, ESMA Executive Director, delivered the keynote address on ESMA's role in markets reform at the ICI Global Trading and Market Structure Conference in London. The speech is available here.
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Division Of Corporation Finance Director Meredith Cross To Leave SEC
Date 04/12/2012
The Securities and Exchange Commission today announced that Meredith B. Cross, Director of the Division of Corporation Finance, will leave the SEC at the end of the year to return to the private sector.
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"Rebuilding Investor Trust In EU Capital Markets" - Speech By Steven Maijoor, ESMA Chair, At The DSW Conference In Wiesbaden
Date 04/12/2012
Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), delivered the keynote address on Rebuilding Investor trust in EU capital markets at the DSW Conference in Wiesbaden on 4 December 2012. The speech is available here.
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MIAX Receives Approval Order From The United States Securities And Exchange Commission To Become Newest Equity Options Exchange - Trading To Commence On December 7, 2012
Date 04/12/2012
MIAX Options Exchange (“MIAX”) announced today that on December 3, 2012, it received an Approval Order from the United States Securities and Exchange Commission (“SEC”) of its Application for Registration as a National Securities Exchange, and thus MIAX will act as its own self-regulatory organization. [Release No. 34-68341; File No.10-207.] Trading on MIAX, a fully electronic options trading exchange, is scheduled to commence on December 7, 2012.
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ESMA: Statement "Operating Principles And Areas Of Exploration In The Regulation Of The Cross-Border Derivatives Market"
Date 04/12/2012
Statement issued following meeting of leaders of authorities with responsibility for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the European Union, Hong Kong, Japan, Ontario, Quebec, Singapore, Switzerland and the United States on 28 November 2012, to discuss reform of the OTC derivatives market as agreed by the leaders at the G-20 Pittsburgh Summit in September 2009.
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“Trimming The Tree - Regulation And Recovery” Speech Before The Information Management Network, Global Indexing And ETFs Conference, Phoenix, AZ, By CFTC Commissioner Bart Chilton
Date 04/12/2012
Well, the holiday season is upon us. For many of our families, that means setting up and decorating—trimming—a tree. This weekend, for us, is slated for tree trimming. If you’ve ever done this, you know very well that it has to be done in a certain order. Or, if you don’t, and you’re a guy, your wife probably tells you that. Lights first, then tinsel, then ornaments, perhaps a little eggnog or a hot toddy, then the star or angel at the top, and voila, you’ve trimmed the tree. It’s a process.
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Vienna Stock Exchange Monthly Statistics - November 2012
Date 04/12/2012
Please click here to download the Vienna Stock Exchange Monthly Statistics for November 2012.
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