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ISDA Dodd-Frank March 2013 Protocol (DFP2) To EMIR Top Up Agreement
Date 10/09/2013
ISDA today published the DFP2 to EMIR Top Up Agreement. This document seeks to allow for EMIR-compliant documentation for parties that have adhered to the Dodd-Frank March Protocol (“DFP2”) and do not wish to adhere to the ISDA 2013 EMIR Portfolio Reconciliation, Dispute Resolution and Disclosure Protocol (“EMIR Protocol”) in addition to this.
The explanatory memo is provided to assist in the consideration of the DFP2 to EMIR Top Up Agreement. This document is designed to facilitate compliance with EMIR and Dodd Frank - this document extends DFP2 to cover EMIR compliance “add-ons”.
The documents are also available on the DF and EMIR Regulatory Documentation Page of the ISDA Bookstore.
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TSX And TSXV Trading List Leaders By Volume And By Values - August 2013
Date 10/09/2013
Trading List Leaders
The Top 10 brokers chosen by their customers to execute their trades, measured by Volume and Value of securities traded. Compiled from data in the TMX Datalinx Attributed Trading Summaryreport. All figures as of month-end and do not include post trade-date corrections.
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Statement By Commissioner Michel Barnier On The Endorsement By The European Parliament Of The Political Agreement On New European Rules For Market Abuse
Date 10/09/2013
I welcome the political agreement with Council on the Market Abuse Regulation that Parliament has endorsed today, which will establish tougher rules to better prevent, detect and punish market abuse. With this agreement, the European Parliament has made a decisive contribution to the fight against insider dealing and market manipulation.
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CME Group Awards Sal Khan, Founder Of Khan Academy, The 2013 Melamed-Arditti Innovation Award
Date 10/09/2013
CME Group's Center for Innovation today announced that Sal Khan is the 2013 CME Group Melamed-Arditti Innovation Award recipient. Khan is the founder of the Khan Academy, a free online education platform and not-for-profit organization. CME Group will present the award at the sixth annual Global Financial Leadership Conference in Naples, Florida on Tuesday, November 19.
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European Parliament’s Endorsement Of The Political Agreement On Market Abuse Regulation
Date 10/09/2013
In recent years financial markets have become increasingly global, giving rise to new trading platforms and technologies. This unfortunately has also led to new possibilities to manipulate these markets. The European Parliament voted today to formally endorse the political agreement on a Regulation on insider dealing and market manipulation (i.e. market abuse) to tackle market abuse more effectively, subject to alignment with the final political agreement on MiFID II and revisions by legal linguists and revisers.
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Deutsche Börse AG's Subsidiary Clearstream Approves Terms For Settlement With U.S. Plaintiffs
Date 10/09/2013
Today, the relevant corporate bodies of Deutsche Börse AG and Clearstream Banking S.A. ('Clearstream'), a 100 per cent subsidiary of Deutsche Börse AG, approved the terms of a settlement agreement resolving certain claims asserted against Clearstream in the U.S.
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Financial Stability Board: Peer Review Of The United Kingdom
Date 10/09/2013
The Financial Stability Board(FSB) published yesterday its peer review of the United Kingdom.
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Testimony Of CFTC Chairman Gary Gensler Before The U.S. House Committee On Oversight And Government Reform, Washington, DC
Date 10/09/2013
Good morning Chairman Issa, Ranking Member Cummings and members of the Committee.
Thank you for holding this hearing on promoting transparency in government.
Promoting transparency in government is critical so that the public can have a clear window into and participate in the decision-making of their government. The Federal Records Act is key to ensuring for such transparency. The Committee’s work has brought this matter into sharper focus.
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Federal Court Orders Alex Ekdeshman And Paramount Management, LLC, To Pay Over $2.4 Million In Restitution And A Fine For Fraudulent Foreign Currency Scheme - Court Order Stems From A CFTC Complaint That Charged Defendants With Solicitation Fraud And Misappropriation Of Customer Funds
Date 10/09/2013
The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court consent Order against Defendants Alex Ekdeshman of Holmdel, New Jersey, and Paramount Management, LLC(Paramount), requiring them to pay $1,146,000 in restitution to their defrauded customers and a $1,337,000 civil monetary penalty. The Consent Order of Permanent Injunction also imposes permanent trading and registration bans against the Defendants and prohibits them from violating the anti-fraud provisions of the Commodity Exchange Act, as charged.
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CFTC Chairman Gary Gensler To Testify Before The U.S. House Committee On Oversight And Government Reform
Date 10/09/2013
CFTC Chairman Gary Gensler to Testify before the U.S. House Committee on Oversight and Government Reform
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