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  • Dalian Commodity Exchange Rounds Off 1st Full-market Night Trading Test

    Date 11/06/2014

    To effectively make technical preparations for the night trading, from the evening of June 7 to the afternoon of June 8, Dalian Commodity Exchange (DCE) successfully carried out the first full-market networking test for night trading.

  • Boards of Directors, Corporate Governance And Cyber-Risks: Sharpening The Focus, SEC Commissioner Luis A. Aguilar, "Cyber Risks And The Boardroom" Conference, New York Stock Exchange, New York, NY, June 10, 2014

    Date 11/06/2014

    Good afternoon. Thank you for that kind introduction. I am glad to be back at the New York Stock Exchange. In anticipating today’s conference, I thought back to an earlier trip to the NYSE where in April 2009, I had the opportunity to ring the closing bell. Before I begin my remarks, let me issue the standard disclaimer that the views I express today are my own, and do not necessarily reflect the views of the U.S. Securities and Exchange Commission (“SEC” or “Commission”), my fellow Commissioners, or members of the staff.

  • NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date May 30, 2014

    Date 11/06/2014

    At the end of the settlement date of May 30, 2014, short interest in 2,196 NASDAQ Global MarketSM securities totaled 7,887,728,402 shares compared with 7,780,690,219 shares in 2,189 Global Market issues reported for the prior settlement date of May 15, 2014. The end-of-May short interest represents 4.61 days average daily NASDAQ Global Market share volume for the reporting period, compared with 3.99 days for the prior reporting period.

  • The Office Of The Comptroller Of The Currency Announces Executive Changes

    Date 10/06/2014

    Comptroller of the Currency Thomas J. Curry today announced Jennifer Kelly will succeed John Lyons as the agency’s Senior Deputy Comptroller for Bank Supervision Policy and Chief National Examiner when Mr. Lyons retires August 1.

  • SIFMA Statement From Prudential Banking Conference

    Date 10/06/2014

    SIFMA today issued the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, after his opening remarks at the 2nd Annual Prudential Banking Conference co-hosted by SIFMA and The Clearing House in Washington, DC: 

    "As we discuss the changes that have taken place and the process of reforming prudential oversight of our largest financial institutions, policy makers and other stakeholders should not lose sight of the work that's already been accomplished.  In fact, it is important that we consider the sum total of what has been implemented, and the related costs, when considering additional rules and standards.   And, we must consider how the various new rules, when fully implemented, will work, or not, in tandem with one another."

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