News Centre

ASIC Accepts Enforceable Undertaking From National Australia Bank

Date 08/01/2014

ASIC today accepted an enforceable undertaking (EU) from National Australia Bank (NAB) following an investigation into the 18 October 2012 share price spike of the ASX 200.

Shanghai Stock Exchange: Notice On Doing Good Job In Listed Companies’ Annual Reports of 2013

Date 08/01/2014

To complete the disclosure of listed companies’ annual reports of 2013 (the “2013 annual reports” for short), the Shanghai Stock Exchange (SSE) hereby notifies relevant issues as follows, according to the “Rules No. 2 on Contents and Format of Information Disclosure by Companies Publicly Issuing Securities -- Contents and Format of Annual Reports” (hereinafter referred to as the “Rules on Annual Reports”) of the China Securities Regulatory Commission (CSRC) and the “SSE Stock Listing Rules” (hereinafter referred to as the “Listing Rules”).

CNSX Markets Becomes Canadian Securities Exchange

Date 07/01/2014

CNSX Markets Inc. announced that, effective yesterday, the exchange will carry on business under the name “Canadian Securities Exchange”, abbreviated for convenience to the “CSE”.  All of the CSE’s web services are now available at www.thecse.com.

J.P. Morgan Joins Chi-X Global Ownership Consortium

Date 07/01/2014

Chi-X Global Holdings LLC today announced that J.P. Morgan has acquired an equity stake in the firm.

BM&FBOVESPA Announces 2013 Market Performance

Date 07/01/2014

• In 2013, the BOVESPA segment set new historic records for total financial volume, average daily financial volume, total number of trades, and for average daily trading volume
• The BM&F segment set a new record for the number of contracts traded
• Real Estate Investment Funds set new records for financial volume and for the number of trades

CFTC Announces Public Meeting Of The Technology Advisory Committee

Date 07/01/2014

The U.S. Commodity Futures Trading Commission (CFTC or Commission) announced today that the Commission’s Technology Advisory Committee (TAC) will hold a public meeting on Tuesday, January 21, 2014 from 10 a.m. to 5 p.m. at the CFTC headquarters in Washington, D.C.

NASDAQ OMX Holds Fourth Quarter 2013 Investor Conference Call

Date 07/01/2014

NASDAQ OMX (Nasdaq:NDAQ) has scheduled its Fourth Quarter 2013 results announcement for Wednesday, February 5, 2014.

JPMorgan Admits Violation Of The Bank Secrecy Act For Failed Madoff Oversight - Fined $461 Million By FinCEN

Date 07/01/2014

The Financial Crimes Enforcement Network (FinCEN) today fined J.P. Morgan Chase Bank, N.A. $461 million for willfully violating the Bank Secrecy Act (BSA) by failing to report suspicious transactions arising out of Bernard L. Madoff’s decades-long, multi-billion dollar fraudulent investment scheme.  In consenting to the assessment of a civil money penalty, JPMorgan admitted to the facts set forth by FinCEN and that its conduct violated the Bank Secrecy Act. 

TMX Group Equity Financing Statistics – December 2013: Toronto Stock Exchange, TSX Venture Exchange

Date 07/01/2014

TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for December 2013 and full year 2013.

BM&FBOVESPA Announces The New Theoretical Portfolios For The Ibovespa And The Other Indices

Date 07/01/2014

BM&FBOVESPA announces the BOVESPA Index theoretical portfolio, which will be valid for the period of January 06-May 02, 2014, based on the closing of the January 03, 2014 session. The portfolio registers the entry of BBSEGUIRIDADE ON (BBSE3), ECORODOVIAS ON (ECOR3), ESTACIO PART ON (ESTC3), EVEN ON (EVEN3), QUALICORP ON (QUAL3) and TRACTEBEL ON (TBLE3), totaling 72 assets of 68 companies.