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  • EGX Demands Listed Companies Disclose Their Financial & Operational Position

    Date 19/10/2014

    EGX management requested from the listed companies to reveal the latest financial and operational position and if there is any undisclosed material events resulted in the recent movements in shares? prices. The management aims by this action to give a clear and objective picture of the actual situation of the listed companies and their updated financial indicators after downturn that hit the international stock exchanges over the past week. 

  • Tehran Stock Exchange Bulletin- September 2014

    Date 19/10/2014

    Click here to download Tehran Stock Exchange's bulletin for September 2014.

  • DGCX Chief Executive Officer To Step Down Due To Ill Health

    Date 19/10/2014

    It is with deep regret that the board of directors of the Dubai Gold and Commodities Exchange (DGCX) announces that Gary Anderson, Chief Executive Officer, has stepped down from his role due to ill health. Gaurang Desai, Chief Operating Officer, has been appointed as interim CEO and will be ably supported by the wider DGCX management team.

     

  • SEC Approves Amendments To The Arbitration Codes To Expand Arbitrators’ Authority To Make Referrals During An Arbitration Proceeding - Effective Date: October 27, 2014

    Date 17/10/2014

    Executive Summary

    The Customer and Industry Codes (Codes) permit arbitrators to refer to FINRA for disciplinary investigation any matter that has come to the arbitrator’s attention during and in connection with the arbitration at the conclusion of the proceedings. The SEC approved amendments to the Codes to permit arbitrators to make a referral, during an arbitration, of any matter or conduct that has come to the arbitrator’s attention during a hearing, which the arbitrator has reason to believe poses a serious threat, whether ongoing or imminent, that is likely to harm investors unless immediate action is taken.

     

  • Walt Lukken Congratulates FIA Member R.J. O’Brien On Centennial

    Date 17/10/2014

    Walt Lukken, President and CEO of FIA, released the following statement today congratulating FIA member firm R.J. O’Brien & Associates LLC on its 100th anniversary. R.J. O’Brien began as a small butter and egg merchant run by John McCarthy, and grew to a global presence with 500 employees, more than 100,000 client accounts and more than $4 billion in customer assets. Gerry Corcoran, Chairman and CEO of R.J. O’Brien, has been a member of the FIA board since March 2008, and was elected to serve as Chairman of FIA this July.

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