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  • FINRA Names Leslie F. Seidman As New Public Governor

    Date 24/04/2014

    The Financial Industry Regulatory Authority (FINRA) has named Leslie F. Seidman as a new Public Governor. Ms. Seidman previously served as Chairman of the Financial Accounting Standards Board (FASB) from 2010 to 2013, having been appointed to the FASB as a Board member in 2003. As Chairman of the FASB, Ms. Seidman was responsible for managing the organization's day-to-day activities and leading the FASB's efforts to develop high-quality financial reporting standards that result in decision-useful information for investors and other users of financial statements.

  • FINRA Board Approves Amendment To Supervision Rule Requiring Firms To Conduct Background Checks On Registration Applicants

    Date 24/04/2014

    The Financial Industry Regulatory Authority (FINRA) announced today that its Board of Governors approved amendments to FINRA's supervision rule that would expand the obligations of firms to check the background of applicants for registration, including first-time applications as well as transfers, to verify the accuracy and completeness of the information contained in an applicant's Form U4. Firms would also be required to adopt written procedures in this area that include searching public records.

  • ICAP Wins GlobalCapital’s “Americas Interdealer Broker Of The Year” Award

    Date 24/04/2014

    ICAP plc (IAP.L), a leading markets operator and provider of post trade risk mitigation and information services, announces that it has been awarded the “Americas Interdealer Broker of the Year” award from GlobalCapital Derivatives. ICAP received the award at the GlobalCapital Derivatives’ America’s Derivatives Awards event in lower Manhattan on the evening of April 22.

  • Liquidnet Expands Market Surveillance Team In Europe

    Date 24/04/2014

    Liquidnet, the global institutional trading network, announce the appointment of Christopher Wall as Head of Market Surveillance in Europe and David Stockwell as Market Surveillance Specialist. 

  • Reuters Provides Live In-Flight News Content In Multiple Languages For Emirates Passengers

    Date 24/04/2014

    Today Reuters, one of the world’s largest multimedia news providers, announces that Emirates passengers can now access Reuters live news content in-flight. Emirates, which has won Best In-flight Entertainment from World Airline Awards for 9 years running, now features Reuters News stories that are regularly updated throughout flights and are offered in multiple languages including English, Arabic, French and German.

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