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William H. Gross Joins Janus Capital

Date 26/09/2014

Janus Capital Group Inc. (NYSE: JNS) today announced that William H. Gross, world- renowned fixed income investor, will be joining Janus Capital Group. He will manage a recently launched Janus Global Unconstrained Bond Fund and related strategies, and will join Myron Scholes, Ph.D. and other members of the Janus team focused on global asset allocation. Mr. Gross’ employment will be effective September 29, 2014 and he will begin managing the Janus Global Unconstrained Bond Fund and related strategies effective October 6, 2014.
ESMA Consults On Prospectuses Related Issues

Date 26/09/2014

The European Securities and Markets Authority (ESMA) has launched a consultation on draft Regulatory Technical Standards (RTS) on prospectus related issues under the Omnibus II Directive.
Third New Participant Joins Swiss Exchange - With Finovesta GmbH, SIX Swiss Exchange Welcomes Another New Trading Participant

Date 26/09/2014

Today, SIX Swiss Exchange and SIX Structured Products Exchange Ltd welcome their third new trading participant joining in 2014. Finovesta GmbH is an independent financial company founded in 1987 and based in Dusseldorf (Germany). Its business model is based on electronic trading in all asset classes. The company is active in classic proprietary trading, executing orders only on its own behalf.
Japan's Financial Services Agency: Publication Of Highlights Of The Financial Monitoring Policy For 2014-2015

Date 26/09/2014

The FSA published Highlights of the Financial Monitoring Policy for 2014-2015, regarding its oversight of financial institutions. The policy includes measures regarding on-site and off-site monitoring process, as well as focus of financial monitoring.
Hong Kong's Securities And Futures Commission: Court Convicts Unlicensed Investment Portfolio Manager

Date 26/09/2014

The Eastern Magistrates’ Court convicted Mr Tam Kwok Pui of providing asset management service without obtaining a licence from the Securities and Futures Commission (SFC) (Note 1).

Bursa Malaysia Securities Reprimands, Fines And Orders To Strike Off Darul Bin Abdullah For Misconducts/Violation Of Rules

Date 26/09/2014

Bursa Malaysia Securities Berhad (635998-W) (Bursa Malaysia Securities) has publicly reprimanded, imposed a fine of RM20,000 and ordered to strike off Darul bin Abdullah (Darul) for misconducts/breaches relating to account opening, unauthorised trades and misapplication of client’s monies.
ESMA Consults On Implementing Measures For European Regulations On Social Entrepreneurship And Venture Capital Funds

Date 26/09/2014

The European Securities and Markets Authority (ESMA) has today issued a consultation on future technical advice it has to provide to the European Commission on the implementing measures of the Regulations 346/2013 on European Social Entrepreneurship Funds (EuSEF) and 345/2013 on European Venture Capital Funds (EuVECA). The European Commission requested the advice of ESMA on 27 May 2014.
Thai Bourse Appoints New Senior Vice President For Product Development

Date 26/09/2014

The Stock Exchange of Thailand (SET) has appointed Rinjai Chakornpipat as Senior Vice President and Head of Product Business Development, to further enhance SET’s investment instruments and diversify to new businesses in order to meet investors demand efficiently and effectively.
LendProtect Launches Innovative Real-Time Credit Reporting Certification Programme Following FCA Moves To Tighten Loan Regulations - Consumers And Lenders Alike Benefit From Instantaneous Reporting On Loan Activity

Date 26/09/2014

The Financial Conduct Authority (FCA) has recently consulted on new regulations, under which the FCA will expect high-cost, short-term credit (HCSTC) lenders to report consumer credit data in real-time and to at least two credit reference agencies by November 2014. The aim is to increase transparency and affordability in the industry.
SGX, Asia Pacific Exchange Of The Year

Date 26/09/2014

Singapore Exchange, Asia’s leading exchange and clearing house, is pleased to receive strong industry recognition for its service to Asian derivatives markets.