News Centre

SEC Charges Arizona-Based Software Company For Inadequate Internal Accounting Controls Over Its Financial Reporting

Date 25/09/2014

The Securities and Exchange Commission today sanctioned a Scottsdale, Ariz.-based software company for having inadequate internal accounting controls over its financial reporting, which resulted in misstated revenues in public filings.

CFTC Charges Gregory Christopher Evans With Unauthorized Trading And Concealing Trading Losses

Date 25/09/2014

The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a Complaint charging Gregory Christopher Evans, a former risk management consultant and associated person of a registered Futures Commission Merchant (FCM) and provisionally registered Swap Dealer (the “Firm”), with fraud and unauthorized trading. Evans is a resident of Kansas City, Missouri.

Sara Jean Goodman And Paul Dimtsis Join Born Technology Global Team

Date 25/09/2014

To handle its continued growth of international clientele and product development, Born Technology announced today that Sara Jean Goodman and Paul Dimtsis have joined the firm’s sales and marketing teams. Goodman joins as Director of Sales and Marketing and is based in Chicago. Dimtsis comes on board as Managing Director of Sales and is based in Toronto.

CFTC’s Global Markets Advisory Committee To Meet October 9, 2014

Date 25/09/2014

The U.S. Commodity Futures Trading Commission (CFTC) announced today that the Global Markets Advisory Committee (GMAC) will hold a public meeting on October 9, 2014 at CFTC’s headquarters in Washington, D.C.

SEC Suspends Trading In Nine Penny Stocks In Ongoing Initiative To Combat Microcap Fraud

Date 25/09/2014

The Securities and Exchange Commission today announced suspensions in trading for nine different penny stocks as part of an ongoing enforcement initiative to combat microcap fraud.

S&P Dow Jones Indices And Toronto Stock Exchange Launch Two New Factor Based Indices - S&P/TSX Composite Shareholder Yield Index Licensed To Horizons ETFs

Date 25/09/2014

S&P Dow Jones Indices (S&P DJI), one of the world’s largest providers of financial market indices, and Toronto Stock Exchange (TSX) today announced the launch of the S&P/TSX Composite Shareholder Yield Index and the S&P/TSX Composite Buyback Index.

Moscow Exchange: Changes To Equity Market Liquidity Support Program

Date 25/09/2014

Moscow Exchange will make changes to its Equity Market liquidity support program effective 1 October. The changes will affect quote maintenance conditions and market maker awards.

FXPA Launches, Representing Breadth Of FX Marketplace - Foreign Exchange Professionals Association Promotes Education, Advocacy In FX

Date 25/09/2014

Today marks the launch of the Foreign Exchange Professionals Association (FXPA), a new trade body uniquely comprised of a cross-section of FX industry participants. Based in Washington, DC, FXPA’s aim is to engage key US and international regulators, policymakers, the general public and news media, through a combination of education, research and advocacy to advance a sound, liquid, transparent and competitive global currency market.

Recommendations On Additional Financial Benchmarks To Be Brought Into UK Regulatory Scope

Date 25/09/2014

Dubai Financial Market Welcomes The Listing Of Marka - The First IPO-Listing Since 2009 Heralds A New Era Of Thriving Activity

Date 25/09/2014

His Excellency Essa Kazim:

• The listing enables investors to benefit from the growth of a key sector representing approximately 30% of Dubai’s GDP
• Marka became the first issuer to utilize the DFM “eIPO” platform
• The outlook for IPO sector is positive in view of the considerable number of companies that are ready to take this route

His Excellency Jamal Al Hai:

• We are proud to be the first retail and hospitality focused company on the DFM