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Bursa Malaysia Securities Reprimands And Fines Fintan Romuald Inbaraj Nicholas For Trading Misconduct

Date 30/09/2014

Bursa Malaysia Securities Berhad (635998-W) (Bursa Malaysia Securities) has publicly reprimanded and imposed a fine of RM100,000 on Fintan Romuald Inbaraj Nicholas (FINTAN) for trading misconduct which involved execution of trades that caused significant price fluctuation in eight (8) counters, namely STAR, JCY, BKAWAN, COASTAL, CBIP, HSPLANT, TDM and BJTOTO (8 Affected Counters) and impacted these securities’ closing price to hit at or near the limit up/down price on 21 June 2013. FINTAN is also required to undergo training on the conduct or professionalism of Dealer’s Representatives (DRs)/market offences.
TSE Has Published The Index Value Of TSE Home Price Index For July

Date 30/09/2014

TSE has published the index value of TSE Home Price Index for July on September 30, 2014. The index value of TSE Home Price Index (Used Condominium, Composite of Tokyo Metro Area) is 82.25 points. The index value of TSE Home Price Index (Used Condominium, Tokyo) is 88.35 points. The index value of TSE Home Price Index (Used Condominium, Kanagawa) is 80.64 points. The index value of TSE Home Price Index (Used Condominium, Chiba) is 64.87 points. The index value of TSE Home Price Index (Used Condominium, Saitama) is 68.65 points.
ASX Welcomes First Customer To Client Clearing Service Tailored For Australian Investors

Date 30/09/2014

ASX is pleased to welcome the first customer to its new Client Clearing service. The service is available for ASX’s futures and OTC clearing service and provides reduced costs and enhanced protection of end clients’ collateral. Last week, Merrill Lynch (Australia) Futures migrated the first end client to the service. This represents an important milestone in the development of ASX’s world-class post trade service offering.
New Zealand's Financial Markets Authority Issues Warning About General Equity

Date 30/09/2014

The Financial Markets Authority (FMA) has issued a warning about General Equity (previously named General Equity Building Society), a New Zealand registered building society. The warning recommends that the public exercises extreme caution when dealing with General Equity, the full warning is available here.
AlfaSec Advisors Announces Two Senior Appointments In Hong Kong.

Date 30/09/2014

AlfaSec Advisors is pleased to announce that Jennifer Heathfield-Lee and Patrice Hiddinga have joined the firm effective September 30th. Their appointments bring to AlfaSec a deep wealth of knowledge and experience in transaction banking, an area where there is growing client demand for strategic consulting and advisory services.

Earth Capital Partners LLP And BRZ Investimentos Launch Collaboration In Investment For Clean Technology, Infrastructure And Sustainable Development

Date 30/09/2014

Earth Capital Partners LLP, a UK investment management business specializing in clean technology and sustainable development, and BRZ Investimentos, one of Brazil’s leading independent asset management firms, announce today a partnering to invest in clean technology, infrastructure and sustainable development in Brazil.
CFTC Orders Fan Zhang To Pay $250,000 For Engaging In Fictitious Sales And Noncompetitive, Prearranged Trades On CME And CBOT - Zhang’s Prearranged Trades Realized Profits Over $200,000

Date 30/09/2014

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Fan Zhang for engaging in fictitious sales and noncompetitive, prearranged trades in the Las Vegas Housing Market Futures Contract and the Cash-Settled Cheese Futures Contract, both traded on the CME, a designated contract market owned by the CME Group, and the Ethanol Futures Contract traded on the Chicago Board of Trade (CBOT), which is a designated contract market also owned by the CME Group. Zhang is a resident of Las Vegas, Nevada, and Cambridge, Massachusetts, and is not registered with the CFTC in any capacity.
TMX Group Limited Appoints Lou Eccleston As Chief Executive Officer

Date 30/09/2014

TMX Group Limited today announced that it has selected Lou Eccleston to lead the organization as its Chief Executive Officer (CEO). Mr. Eccleston, who will assume the role effective November 3, 2014*, will also become a member of the TMX Group Limited Board of Directors.
Financial Stability Oversight Council To Meet October 6

Date 30/09/2014

On Monday, October 6, Secretary Jacob J. Lew will preside over an open session of the Financial Stability Oversight Council. The preliminary agenda for the open session includes a presentation by the Office of Financial Research regarding progress on and next steps for the Council’s 2014 annual report recommendations on data gaps and data quality.
BGC Partners Updates Its Outlook For The Third Quarter Of 2014 - BGC Partners' Third Quarter 2014 Financial Results Press Release And Conference Call Scheduled For Thursday, October 30, 2014

Date 29/09/2014

BGC Partners, Inc. (NASDAQ: BGCP) ("BGC Partners," "BGC," or "the Company"), a leading global brokerage company servicing the financial and real estate markets, today announced that it has updated its outlook for the quarter ending September 30, 2014.