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  • SGX Welcomes MS Holdings To Catalist

    Date 07/11/2014

    Singapore Exchange (SGX) today welcomed the listing of MS Holdings on Catalist, under the stock code of “40U".  

  • Shanghai Stock Exchange Launches Pilot Business Of Private Placement Bonds For M&A, Reorganization

    Date 07/11/2014

    Upon approval by the China Securities Regulatory Commission, the Shanghai Stock Exchange (SSE) recently releases the “SSE Notice of Relevant Issues of Launching Pilot Business of Private Placement Bonds for Mergers, Acquisitions and Reorganizations” (the “Notice” for short), in a bid to implement requirements in the “Opinions of the State Council on Further Optimizing Market Environment for Enterprises’ Mergers, Acquisitions and Reorganizations” and relevant documents and give full play to the positive role of the capital market in propelling enterprises’ mergers, acquisitions and reorganizations. The SSE’s move marks the official launch of the pilot work for private placement bonds for mergers, acquisitions and reorganizations.

  • FINRA Investor Survey Reveals Strong Support For Additional Regulatory Protections

    Date 07/11/2014

    The Financial Industry Regulatory Authority (FINRA) released a survey of U.S. investors designed to measure perceptions of fairness and to gauge demand for additional regulatory protections. FINRA's survey of 1,000 adults revealed that 92 percent of investors agreed (62 percent strongly agreed and 30 percent somewhat agreed) that it is important to have a regulatory "cop on the beat" to protect investors and police the markets. In addition, 70 percent of investors surveyed strongly agreed and 24 percent of investors somewhat agreed that it is important that regulators use the latest tools and technology to protect investors.

  • TMX Group Limited Declares Dividend Of $0.40 Per Common Share

    Date 07/11/2014

    The Board of Directors of TMX Group Limited declared a dividend of$0.40 on each common share outstanding, payable on December 5, 2014 to shareholders of record at the close of business on November 21, 2014.

  • Federal Court In Florida Freezes Assets Of Emini Experts LLC, Capital Trading Concepts LLC, Dante S. Giovannetti, And Relief Defendant Capital Futures LLC In Ongoing Fraud Scheme - CFTC Charges Defendants With Fraudulently Soliciting At Least $700,000 From Investors

    Date 07/11/2014

    The U.S. Commodity Futures Trading Commission (CFTC) today announced that The Honorable Paul G. Byron of the U.S. District Court for the Middle District of Florida, Orlando Division, on October 30, 2014, entered a restraining Order freezing assets and prohibiting the destruction or concealment of books and records of Defendants Emini Experts LLC (Emini), Capital Trading Concepts LLC (Capital Trading), and Dante S. Giovannetti, all of Orlando, Florida, and Relief Defendant Capital Futures LLC(Capital Futures). Emini is registered with the CFTC as a Commodity Trading Advisor and Giovannetti is its registered Associated Person. Capital Futures and Capital Trading have never been registered with the CFTC.

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